Blânchette Rockefeller Neurosciences Institute, Rockville,
Maryland; and Laboratory of Adaptive Systems, National Institute of
Neurological Disorders and Stroke/National Institutes of Health,
Bethesda, Maryland
 |
Introduction |
Hypoxia/ischemic stroke remains
one of the most devastating threats to humans (Zola-Morgan et al.,
1986
; Rempel-Clower et al., 1996
; Lipton, 1999
; Newman et al., 2001
)
and a big challenge to neuropharmacologists. Although all mammalian
cells can sense and will respond to hypoxia (Eu et al., 2000
),
hippocampal CA1 pyramidal cells are among those, if not the, most
sensitive to hypoxic/ischemic damage. In humans and other species
including rats, the hippocampus has a broad role in information
processing associated with memory, including spatial,
declarative/relational, and episodic types of memory (Zola-Morgan et
al., 1986
). Many of the pyramidal cells are "place cells" (Shen et
al., 1997
) that fire whenever the animal is in a particular location in
its environment (Muller et al., 1987
) or when it receives a specific
stimulus or performs a specific behavior in a particular place
(Nadel, 1991
). Thus, a selective deficit in explicit memory
functions is associated with neuronal loss/damage largely restricted to the CA1 region of the hippocampus (Zola-Morgan et al., 1986
;
Rempel-Clower et al., 1996
).
Because of the extreme sensitivity of neural structures involved in
memory, especially the hippocampal CA1 pyramidal cells, to hypoxia and
ischemia, memory impairment is common after cerebral hypoxia/ischemia,
bypass surgery, or heart attack (Grubb et al., 1996
; Newman et al.,
2001
). Cognitive decline is evident in more than half to as many as
three-quarters of patients at the time of discharge from hospitals
after coronary-artery bypass grafting (Newman et al., 2001
) as well as
in patients with chronic lung diseases (Bianchi et al., 1986
; Incalzi
et al., 1997
) or oropharyngeal abnormality (Horner et al., 1994
).
Hypoxic/ischemic consequences consist mainly of three forms: functional
disruption, cellular injury, and delayed cell loss through apoptosis or
necrosis, depending on the severity of the insult. Each form has a
distinct pathophysiological characterization and calls for different
therapeutics. In this study, we examined effects of transient hypoxia,
mainly a functional interruption, on rat hippocampal CA1 synaptic
plasticity and spatial memory. Brief hypoxia without obvious cell
injury impaired the synaptic plasticity and ability of rats to master
the water maze task. Spatial learning and functional impairment of the
hippocampal CA1 synaptic plasticity are preventable by the adenosine
A1 receptor antagonist, DPCPX. The seriousness of
this cognitive decline due to transient mild ischemia/hypoxia is
indicated by the high incidence of cognitive impairment in patients at
discharge after coronary-artery bypass surgery. More importantly, the
memory decline is not transient and patients whose cognitive function
decreases at discharge are at increased risk for long-term cognitive
deficit and a reduced level of overall cognitive function (Newman et
al., 2001
), although it remains to be seen in what way the synaptic and
memory impairments induced here are related to long-term cognitive
damage in patients. Pharmacological prevention of the transient
hypoxia/ischemia-induced impairment of synaptic plasticity and learning
and memory, therefore, has important therapeutic value in reducing the
risk for long-term cognitive decline.
 |
Materials and Methods |
Chemicals.
Agents were perfused through the perfusion
medium: kynurenic acid, carbachol, citicoline, DPCPX, and atropine
sulfate. All were purchased from Sigma Chemical Co. (St. Louis, MO).
For in vivo evaluation of effects on spatial memory, DPCPX or vehicle was injected into the lateral cerebral ventricle through chronically placed cannulas.
Hippocampal Slice Electrophysiology.
Male Wistar rats
(150-200 g) were anesthetized with pentobarbital (60 mg/kg, i.p.), and
the brains were removed and cooled rapidly in artificial cerebrospinal
fluid (aCSF) solution (~4°C) bubbled continuously with 95%
O2 and 5% CO2. Hippocampi
were sliced (400 µm), placed in oxygenated aCSF solution (124 mM
NaCl, 3 mM KCl, 1.3 mM MgSO4, 2.4 mM
CaCl2, 26 mM NaHCO3, 1.25 mM NaH2PO4, and 10 mM
glucose, pH 7.4), and perfused (2 ml/min) with the oxygenated aCSF in
an interface chamber. The chamber was closed up by covering it with a
removable plate, and only a small slit remained open for access of the
electrodes to the tissue. Warmed, moist 95% O2/5% CO2 was blown over
on top of the slices.
The CA1 pyramidal cells were recorded at 30-31°C with sharp
electrodes (3 M KAc; tip resistance: 60-120 M
) except that in a few
experiments, the bath temperature was raised to 37°C, as indicated
otherwise in the text. Stable Schaffer collateral pathway (Sch)-CA1
excitatory postsynaptic responses (EPSPs) were evoked for several hours
without noticeable change in EPSP amplitudes. Studies were performed on
CA1 pyramidal cells with stable resting membrane potential more
negative than
70 mV. These pyramidal cells were identified by their
obvious accommodation, an identifying characteristic of pyramidal
cells. Labeling the recorded cells exhibiting this characteristic with
dye has previously revealed that the recorded cells are indeed
pyramidal cells (Sun et al., 1999
). Signals were amplified with an
AxoClamp-2B amplifier and digitized and stored using DigiData 1200 with
the P-Clamp data collection and analysis software (Axon Instruments,
Inc., Foster City, CA). Capacitance was optimally adjusted during
discontinuous current-clamp mode before and after cell penetration to
neutralize capacitance and reduce overshoot/undershoot errors as
monitored on a second oscilloscope. Discontinuous single-electrode
voltage-clamp mode was used for voltage clamping, employing a sampling
rate of 3.0 to 5.0 kHz (30% duty cycle). Gain was usually set at 6 to
8 nA · mV
1, slightly below the maximum value
without causing overshoot or instability in the step response to a
repetitive 10-mV step command.
CA1 field potentials were recorded with glass microelectrodes filled
with aCSF. Frequency and amplitude values of oscillation were taken
from an average of five consecutive traces, all triggered at the same
level of the same phase.
Bipolar stimulating electrodes (Teflon-insulated PtIr wire, 25 µm in
diameter; FHC Inc., Bowdoinham, ME) were placed in the Stratum
radiatum to stimulate Sch (20-40 µA, 50 µS), within 200 µm
from the recording electrode. The intensity selected for stimulating the Sch-CA1 in each cell was about 60% below the intensity at which
threshold EPSPs were elicited in initiation of action potentials in
that cell. Test stimuli were applied at 1/min (0.017 Hz).
High-frequency (100 Hz for 1 s) stimulation at the same intensity
was used to induce long-term potentiation (LTP) of the glutamatergic
EPSPs. The initial slopes of the evoked EPSPs were analyzed and
compared in evaluation of LTP. The average slope during a 10-min
control period was taken as 100% for each individual cell. Experiments in which >20% variations in the evoked EPSP magnitudes occurred during the 10-min control period were discarded.
Spatial Maze Tasks.
Effects of brief hypoxia and agents on
spatial memory were evaluated in rats in vivo with the Morris water
maze task. Male adult Wistar rats were housed in a
temperature-controlled (20-24°C) room for a week, allowed free
access to food and water, and kept on a 12-h light/dark cycle. Rats
(200-225 g) were anesthetized with sodium pentobarbital (60 mg/kg,
i.p) and placed in a stereotactic apparatus (Kopf Instruments, Tujunga,
CA). The core temperature of rats was monitored and kept constant
(38.0 ± 0.5°C) with a warming light and pad. Two stainless
steel guide cannulas were placed bilaterally with the tips positioned
at the coordinates (anterior-posterior, 0.5 mm; lateral, 1.5 mm;
horizontal, 3.2 mm), under aseptic conditions. At the end of surgery
and under appropriate anesthesia, rats received (s.c.) banamine (1 mg/kg) and ketoprofen (5 mg/kg) in a lactate-Ringer solution. A 7-day recovery period was allowed before any further experimentation.
All rats were randomly assigned to different groups (10 each) and swam
for 2 min in a 1.5-m (diameter) × 0.6-m (depth) pool (22 ± 1°C). On the following day, rats were trained in a four trial/day
task for 3 consecutive days. Each training trial lasted for up to 2 min, during which rats learned to escape from the water by finding a
hidden platform that was placed at a fixed location and submerged about
1 cm below the water surface. The navigation of the rats was tracked by
a video camera. The escape latency and the route of rats swimming
across the pool to the platform were recorded. The quadrant test (1 min) was performed after removing the platform, 24 h after the
last training trial.
Hypoxia.
Episodes of hypoxia (Sun and Reis, 1994
) in vitro
were induced by replacing the aCSF supply bubbled with 95%
O2/5% CO2 with that
bubbled with 90% N2/5%
O2/5% CO2 for 3 min or
95% N2/5% CO2 for
100 s and warmed, moist 90% N2/5%
O2/5% CO2 or 95%
N2/5% CO2, respectively,
on top of the slices for the hypoxic period. The hypoxia in vitro was
induced a half-hour after the induction of either Sch glutamatergic LTP
or cholinergic
and is milder than those used by others to produce
an irreversible impairment of synaptic transmission. The same time
frame (memory training and hypoxia at half-hour interval) was followed
in vivo in the water maze spatial task (Fig.
1).

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Fig. 1.
Time chart of experimental protocol in vivo. Before
the spatial water maze trials, rats swam in the pool for 2 min (S). The
training days consisted of 4 trials/day, 2 i.c.v. injections
(between the first two and second two trials). One hundred seconds of
hypoxia (N2 in a glass jar) were induced half an hour after
the second and fourth trial of the day. Control rats were placed in the
same jar for the same period (Air). The same procedure was repeated for
2 more days (×2) for each group and followed by the quadrant test (Q)
that was performed 24 h after the last trial.
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Brief hypoxia in vivo was induced by placing rats in a glass jar and
blowing in 95% N2/5% CO2 (for
100 s), induced a half-hour after the second and the fourth trial
of the day (Fig. 1). Control rats were placed in the same jar for the
same period of blowing in air.
The intensity of hypoxia was chosen for its sufficiency to produce a
brief hypoxic functional interruption, synaptic arrest, of the
hippocampal CA1 network, with full recovery immediately after
oxygenation in vitro and a brief period of gasping (indicating an
activation of respiratory chemoreflex; Sun and Reis, 1996
) in vivo, in
our preliminary experiments. The neuronal responses to 90%
N2/5% O2/5%
CO2 for 3 min or 95%
N2/5% CO2 for 100 s
at 31°C were also found to be identical in preliminary experiments.
Histology.
At the end of behavioral testing, the rats were
perfused transcardially under deep terminal pentobarbital anesthesia
with 400 ml of 10% formaldehyde. Perfused brains were embedded in wax. Coronal 7-µm sections were cut by a rotary microtome, and serial sections through the hippocampal formation were mounted on slides and
processed for Nissl staining.
Data Analysis.
Statistical analyses were performed using the
Student's t test for paired or unpaired data or analysis of
variance whenever appropriate. The values are expressed as
means ± standard errors of means, with n indicating
the number of cells or rats.
All animals used in these experiments were treated under National
Institutes of Health guidelines for the welfare of laboratory animals
and the work conformed with the National Institutes of Health ethics
committee guidelines.
 |
Results |
Hypoxia Reduced Cholinergic
Activity in the Hippocampal
CA1.
Hippocampal CA1 pyramidal cells were recorded in brain slices
in vitro. Effects of brief hypoxia were monitored on synaptic transmission, LTP of glutamatergic EPSPs, and cholinergic
, a memory-related neuronal activity synchronization that appears to depend
on hetrosynaptic interactions (Sun et al., 2001
). Bath application of
carbachol (50 µM, 20 min), a cholinergic receptor agonist, to
hippocampal slices mimicked diffuse transmission by acetylcholine from
septal activation (Descarries et al., 1997
) and induced the CA1
field potential (Fig. 2b; at 7.4 ± 0.7 Hz from background noise, Fig. 2a; Table
1). The
was sensitive to atropine
blockade and lasted for more than 3 h, as reported by others
(Huerta and Lisman, 1995
). The
oscillation of membrane potential
(Table 1) was also observed in intracellular recordings from the
hippocampal CA1 pyramidal cells (intracellular
; Fig. 2e, as
compared with resting membrane potential trace before the
induction, Fig. 2d).

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Fig. 2.
Effects of brief hypoxia on hippocampal CA1
cholinergic CA1 . Examples of recorded field potentials:
precarbachol control (a), during carbachol (50 µM, 30 min; b) and 10 min after brief hypoxia (5% O2, 3 min; c). Transient
hypoxia dramatically reduced the cholinergic activity. Membrane
potential traces of recorded CA1 pyramidal cells: precarbachol (d),
during carbachol application (50 µM, 30 min; e), and 10 min after
brief hypoxia (5% O2, 3 min; f). The membrane potential
was maintained at the precarbachol level by d.c. passing negative
current (the second trace). The intracellular was also markedly
reduced by the transient hypoxia.
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TABLE 1
Hypoxia reduces cholinergic in the hippocampal CA1
Tests were either 3 min of 95% O2 (control) or 3 min of 5%
O2 (hypoxia) at 31°C. Post-test values were taken 10 min
after the end of the tests. P values are difference between
pre- and post-test values of the same groups.
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Brief hypoxia (3 min of 5% O2/5%
CO2/90% N2), induced 30 min after
induction, reduced
activity by 87.4% (Fig. 2c and
Table 1) and intracellular
to a similar extent (Fig. 2f and Table 1). The reduction became evident near the end of the hypoxic period and
lasted for longer than 1 h. While in control slices (without
hypoxic challenge), no obvious changes in CA1 field
(Table 1) or
intracellular
(Table 1) of the pyramidal cells were observed at the
same time point when the hypoxic episode significantly reduced the
activities.
The effects of hypoxia on cholinergic
do not appear to be altered
by raising temperature to 37°C. The cholinergic field
magnitude
(0.78 ± 0.04 mV; n = 4, p < 0.05) was significantly reduced (for longer than 1 h) by brief
hypoxia (2 min of 5% O2/5% CO2/90% N2, 30 min after
induction) by 89.9% (±6.1%; n = 4, p < 0.05; 10 min after hypoxia).
Hypoxia Did Not Affect Induced LTP.
Stimulation of Sch with a
single pulse evoked an EPSP, which was stable for hours of
intracellular recording and sensitive to blockade with kynurenic acid
(500 µM, 20 min; not shown), a wide-spectrum glutamate receptor
antagonist. High-frequency Sch stimulation (100 Hz, 1s) induced LTP of
the Sch-CA1 EPSPs (Fig. 3, a and b). The
hypoxic episode, except for inducing one point of synaptic arrest (see
below), did not reduce induced Sch-CA1 LTP. The LTP was in fact
slightly enhanced (Fig. 3, b and c), as compared with those without the
hypoxic episode. The induced LTP was thus not vulnerable to the
transient hypoxia at the time applied.

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Fig. 3.
Effects of brief hypoxia on long-term potentiation of
hippocampal Sch-CA1 EPSPs. Representative Sch-CA1 EPSP traces (a) of
post-high-frequency Sch stimulation (LTP, 40 min after the
high-frequency stimulation) and pre-high-frequency Sch stimulation
(Control). Representative Sch-CA1 EPSP traces (b) of pre-high-frequency
Sch stimulation (Control), post-high-frequency Sch stimulation (LTP, 30 min after the high-frequency stimulation), and immediately after brief
hypoxia (LTP-5% O2 3 min). c, time course of Sch-CA1 EPSPs
in response to high-frequency Sch stimulation (at the first arrow) and
brief hypoxia (at the second arrow; n = 10),
compared with the control (n = 9) without hypoxic
episode. The brief hypoxia produced a long-lasting period of
enhancement of the established LTP. Data points are mean ± S.E.M.
EPSPs were evoked 1·min 1. For clarity, only every other
point is shown. , control; , 5% O2 for 3 min. The
first sharp vertical lines were stimulation artifacts (10-ms delay).
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Hypoxia Produced a Synaptic Arrest without Affecting Postsynaptic
Response to Glutamate.
Hypoxia is known to block synaptic
transmission of glutamatergic synaptic (Hammond et al., 1994
),
GABAergic (Rosen and Morris, 1993
), and cholinergic synaptic
transmission (Kása et al., 1997
, Porkka-Heiskanen et al., 1997
),
causing disconnection, or synaptic arrest, of various neural circuits.
These inputs and their interaction are known to play an essential role
in enhancing synaptic efficacy in learning and memory (Shulz et al.,
2000
). Synaptic transmission in response to Sch activation was
monitored with intracellular recordings from hippocampal CA1 pyramidal
cells. Three minutes of hypoxia (5% O2/5%
CO2/90% N2) had no effect
on the Sch-CA1 EPSPs or excitatory postsynaptic currents (EPSCs),
except for the last minute, when the Sch-CA1 EPSPs and EPSCs were
eliminated by the hypoxia (by 95.2 ± 5.6%, n = 10, and 96.8 ± 4.2%, n = 7, respectively, both
p < 0.05; Fig. 4, a and
b). This synaptic arrest immediately disappeared when reoxygenation was
initiated (Fig. 4, a and b).

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Fig. 4.
Transient hypoxia produced a brief period of synaptic
arrest. Sch-CA1 EPSPs (a) and EPSCs (b) were briefly abolished at the
end of brief hypoxia (5% O2, 3 min), as compared with
those of the next trace (recovery, 1 min a part) and of prehypoxia
(Control). The first sharp vertical lines were stimulation artifacts
(10-ms delay).
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High levels of hypoxic insult are known to cause
K+ release and produce a depolarization. However,
the synaptic arrest induced here by minimal hypoxia could not result
from neuronal depolarization, since no depolarization was observed
during the entire brief period of hypoxia. The membrane potential was
in fact hyperpolarized by 2 to 5 mV, which was overcome with a small
depolarizing current to maintain the same membrane potential in each
individual cell.
The role of a brief blockade of a postsynaptic response to Sch
glutamatergic inputs during hypoxia was examined in seven CA1 pyramidal
cells. The hypoxic synaptic arrest was found likely not to arise
postsynaptically, since local application of L-glutamate during the last few seconds of the 3-min hypoxia revealed a peak inward
current (201.2 ± 10.5 pA) that did not differ significantly (n = 7, p > 0.05) from their control
values (206.8 ± 9.7 pA; Fig. 5, a
and b). These results suggest an involvement of presynaptic mechanism(s) in the hypoxic synaptic arrest.

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Fig. 5.
Transient hypoxia had no effect on responses to
L-glutamate of hippocampal CA1 pyramidal cells.
Representative traces of membrane current responses under voltage clamp
( 75 mV) to local application of L-glutamate (Glut; 20 µl of 10 mM) before (a) and at the end of brief hypoxia (b).
L-Glutamate was applied (20 µl of 10 mM) about 0.5 s
before the end of the 3-min hypoxia so that the peak was at the end of
the 3-min period). Arrows indicate the time when the small volume of
L-glutamate was applied close to the recording tissue.
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Effects of Adenosine A1 Receptor Antagonist on the
Hypoxic Synaptic Arrest.
Hypoxia is known to cause the release of
adenosine. The hypoxic synaptic arrest was prevented by blocking the
adenosine A1 receptors. In the presence of DPCPX,
a selective adenosine A1 receptor antagonist, the
Sch-CA1 synaptic transmission remained intact at the end of the hypoxia
(Fig. 6b, 99.2 ± 2.4% at the end
of hypoxia versus control 100%; n = 7, p > 0.05). No synaptic arrest was observed in the
presence of the antagonist in all the cases during the hypoxic period
and posthypoxic recovery period (up to 1 h). Thus, the hypoxic
synaptic arrest was eliminated rather than delayed by the adenosine
A1 receptor antagonist.

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Fig. 6.
Effects of adenosine A1 receptor
antagonist and citicoline on synaptic arrest elicited by transient
hypoxia. In the presence of extracellular citicoline (100 µM, 30 min), the Sch-CA1 EPSP was eliminated at the end of the 3-min hypoxia
(a). In the presence of DPCPX (10 µM, 30 min), however, synaptic
arrest was abolished (b). The first sharp vertical lines were
stimulation artifacts (10-ms delay).
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Application of citicoline, a neuroprotective substance (Shuaib et al.,
2000
), on the other hand, was ineffective (Fig. 6a; n = 6, p < 0.05), suggesting that certain, as yet
unidentified, forms of cell damage do not appear to occur.
Effects of Adenosine A1 Receptor Antagonist on Hypoxic
Inhibition of Cholinergic
in the Hippocampal CA1.
Effects of
adenosine A1 receptor antagonism on hypoxic
reduction in hippocampal CA1
activities were examined. As described above, cholinergic activation induced a lasting stable field
rhythmic potential (Fig. 7b) as well as
intracellular
recorded in the hippocampal CA1 pyramidal cells (Fig.
7e) as compared with the field potential noise (Fig. 7a) and the
membrane potential trace (Fig. 7d) before the cholinergic activation,
respectively. In the presence of the extracellular adenosine
A1 receptor antagonist, neither
activity
(100.2 ± 3.2%, n = 6, p > 0.05)
nor intracellular
(99.6 ± 3.0%, n = 8, p > 0.05) was affected by the brief hypoxia (Fig. 7, c
and f, respectively; example traces recorded 10 min after
the hypoxic episodes).

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Fig. 7.
Effects of adenosine A1 receptor
antagonist on hypoxic reduction of hippocampal CA1 . In the presence
of extracellular DPCPX (10 µM, 30 min), the hippocampal CA1 field was no longer vulnerable to 3-min hypoxia. Ten minutes after the
hypoxia, the cholinergic (c) was not different from the established
cholinergic (b) before the hypoxia. Section a shows the field trace
before cholinergic activation. Similarly, in the presence of DPCPX (10 µM, 30 min) intracellular remained intact (10 min after the
transient hypoxia; f), as compared with the cholinergic intracellular
(e) before the hypoxic episode. Section d, membrane potential
recording before the cholinergic activation in the same cell.
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At 37°C and in the presence of DPCPX, the cholinergic field
magnitude (0.77 ± 0.05 mV; n = 3, p < 0.05) was not affected (100.4 ± 5.3% of
prehypoxia; n = 3, p > 0.05; 10 min
after hypoxia) by brief hypoxia (2 min of 5%
O2/5% CO2/90%
N2, 30 min after
induction).
Transient Hypoxic Episodes Impaired Rat Water Maze Spatial Learning
and Memory.
One of the most persistent consequences of transient
hypoxia/ischemia is amnesia. Effects of transient hypoxic episodes (2 episodes/day, every training day; Fig. 1) on spatial learning were
evaluated in rats, using a hidden-platform water maze. As shown in Fig.
8a, the latency to escape to the platform
in all three groups of rats decreased (i.e., learning was progressive) during the training sessions. However, the group difference was significant (F2,27 = 9.142, p < 0.001), indicating that spatial learning in rats
subjected to brief hypoxia (hypoxia rats) was slower. A post hoc
analysis revealed a significant difference from the third trials
(p < 0.05). Quadrant tests 24 h after the last
training trial showed that the hypoxia rats (Fig. 8d) did not exhibit a
quadrant preference (F3,36 = 1.8, p > 0.05), whereas the control
(F3,36 = 160.3, p < 0.0001; Fig. 8c) spent more time searching in the target quadrant
(Quadrant 4) where the platform was previously placed. Thus, hypoxia
rats performed far worse than their controls in this spatial memory
retention task.

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Fig. 8.
Effects of transient hypoxia and adenosine
A1 receptor antagonist on rat performance in the hidden
platform water maze task. Section a shows escape latency (means ± S.E.M.) in water maze training across 12 trials
(F11,312 = 50.14, p < 0.0001), and quadrant preference (c, d, and e), conducted at the end
of the twelfth training session, and average swimming speed (over 12 trials; b). Rats (10 each) were either subjected to air or hypoxia
(95% N2/5% CO2 for 100 s) in a glass
jar, about 30 min after the second or fourth trial of the day.
Bilateral i.c.v. DPCPX (400 nmol/site) or vehicle was administered
before the second and fourth trials of the day. Quadrant 4 is the
target quadrant during training. **, p < 0.01. NS, p > 0.05.
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These episodes of transient hypoxia did not cause any obvious cell loss
(Fig. 9, a and b). This lack of neuronal
damage was also supported by the lack of two distinct behavioral phases
that were found previously following global ischemia: quiet immobility (during 30 min to a few hours) and behavioral hyperactivity (from several hours to a few days), as reported by others in more severe ischemia/hypoxia (Corbett and Nurse, 1998
).

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Fig. 9.
Transient hypoxic episodes did not cause obvious
cellular loss. Examples of Nissl-stained coronal sections of the dorsal
CA1 field, revealing densely packed pyramidal cells with well- defined
nuclei in control rats (a) and rats subjected to 8 episodes of brief
hypoxia (b).
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Effects of Adenosine A1 Receptor Antagonism on
Hypoxic Learning and Memory Impairment.
The transient
hypoxia-induced memory deficits were prevented with DPCPX. Bilateral
injections of DPCPX (i.c.v., ~40 min before the hypoxia; Fig. 1)
eliminated hypoxic impairment on the spatial memory (Fig. 8a). Quadrant
tests revealed that DPCPX-hypoxia rats showed a preference for the
target quadrant (F3,36 = 169.7, p < 0.0001; Fig. 8e), identical to that of the
control. The average swimming speeds for all 12 trials, however, did
not differ between all the groups (Fig. 8b; p > 0.05),
indicating that the transient hypoxic episodes and the agent injected
did not grossly affect the sensory or locomotor activities of rats.
During the experimental periods, none of the rats showed any apparent
sign of discomfort or abnormal behaviors such as hypo- or hyperactivity.
 |
Discussion |
It is well established that functions of mammalian neurons are
sensitive to acute hypoxia (Belousov et al., 1995
; Lipton, 1999
). The
brain is a metabolically very active organ, but it contains virtually
no O2 reserve. Upon a sudden occlusion of brain circulation (ischemia), the brain is left with an
O2 content of about 0.2 ml/100 g and
intracellular energy stores, which can support normal
O2 consumption only for a few seconds and
maintain cellular energy for 1 to 2 min at 37°C. Cerebral
hypoxia/ischemia, as occurs with environmental limitations (at high
altitude or in deep sea), insufficient blood flow (cerebrovascular
hemorrhage, brain tumor, vascular occlusion, or cardiac arrest, bypass
surgery), respiratory dysfunction (obstruction of airway, lung
dysfunction, or neural control failure), or the use of some toxic
substances, results in a high incidence of memory deficits and
moderate-to-profound memory loss in humans (Grubb et al.,
1996
). Irreversible damage to brain tissue is caused by 10 min of
severe hypoxia in vivo and in vitro (Lipton, 1999
). The hypoxia induced
in the present study was, however, much milder than in the majority of
past studies. Several observations support the notion that a functional
interruption during the transient hypoxic episodes, rather than cell
injury, is responsible for the observed impairment of synaptic
plasticity and spatial learning memory. First, full recovery in
membrane potential and synaptic transmission of the CA1 pyramidal cells was observed. No widespread depolarization was evoked. Second, histological analysis after transient hypoxic episodes revealed no
evidence of cellular damage. Third, the ineffectiveness of citicoline
(Shuaib et al., 2000
) further suggests that certain, as yet
unidentified, forms of cell damage do not appear to occur. Nevertheless, the functional interruption seems to be specific, since
average swim speed was not affected. The brief hypoxic episodes impair
the spatial memory without significant effects on motor ability and
neural control of motor activity. The functional interference of the
hippocampal CA1 synaptic transmission and synchronized activity by
transient hypoxia may, however, be more relevant to brief
ischemic/hypoxic episodes that occur as silent stroke, brief cardiac
arrest, or bypass surgery (Newman et al., 2001
).
One of the most consistent consequences of hypoxia/ischemia in humans
and other mammals is a decline of memory and the ability to learn and
acquire novel experience. A consistent deficit in the water maze
spatial learning following global cerebral ischemia/hypoxia has been
demonstrated (for instance, Block and Schwarz, 1998
). Two factors
dictate the extreme sensitivity of explicit memory to cerebral
hypoxia/ischemia: 1) an essential role of hippocampal neurons and
networks (Alkon et al., 1998
; Pearce et al., 1998
; Riedel et al., 1999
;
Sun et al., 1999
), particularly the hippocampal CA1 pyramidal neurons
and synaptic inputs, for both encoding and retrieval of spatial memory
and for either trace consolidation or long-term storage; and 2) the
fragility of these networks to hypoxia-ischemia (Lipton, 1999
). It is
generally believed that it is the experience-induced modifications of
synaptic strengths that enable the accumulation of a knowledge base.
Loss of the relevant synaptic plasticity, as defined in the present
study, may very well underlie the memory decline due to
ischemic/hypoxic episodes. The extreme sensitivity of the hippocampal
CA1 area versus other brain areas may be partially due to a high
density of ionic channels and accelerated ultrastructural aberrations of capillaries in the CA1 in response to hypoxia/hypoperfusion (De Jong
et al., 1999
), although the study does not rule out the possibility
that other regions of the hippocampus, or brain, may be rapidly
affected by the hypoxic episodes and so contribute to the hypoxic
memory impairment observed. Indeed, the synaptic plasticity was found
to be extremely sensitive to the lack of oxygen, long before any
evidence of cellular damage, consistent with others' reports that
factors other than the extent of CA1 cell loss contribute to behavioral
impairments (Jaspers et al., 1990
). Neuroprotective therapies have
typically been evaluated in animal models simply by counting the
remaining number of healthy cells or calculating infarct volume 1 to 7 days after the ischemic episode. In pathophysiological conditions such
as were induced here, however, direct examination of protective effects
on synaptic plasticity might be more important in the evaluation of
potential therapies and/or preventive treatments.
Hypoxia-ischemia induces complicated responses of the brain (Lipton,
1999
). Activities of neural groups (Sun and Reis, 1994
, 1996
) that
control cardiovascular and respiratory systems, brain circulation, and
other functions are also rapidly and powerfully affected. Hypoxia,
depending on intensity and duration, modulates Ca2+, K+,
Na+ channel activity and the expression of
various genes and induces cellular injury, necrosis, and/or apoptosis
(Lopez-Barneo et al., 1988
; Sun and Reis, 1994
; Hammarström and
Gage, 2000
). Hypoxia produces a synaptic arrest of glutamatergic
(Hammond et al., 1994
), GABAergic (Rosen and Morris, 1993
; Hammond
et al., 1994
), and cholinergic synaptic transmission (Kása et
al., 1997
, Porkka-Heiskanen et al., 1997
). The effects of transient
hypoxia on the synaptic transmission and plasticity of the hippocampal
CA1 pyramidal cells is immediate and dramatic. So were effects of
hypoxic episodes on spatial learning and memory. The functional
interference of the synaptic transmission and synchronized rhythmic
activity such as
by hypoxia may underlie these hypoxic effects.
Spatial learning involves hippocampal
. The firing and rhythmic
activity of the pyramidal neurons depend on temporal interaction of
cholinergic inputs and GABAergic inputs from interneurons, during
behavior-related
activity. The difference between mechanisms
underlying
and glutamatergic synaptic transmission may explain the
prolonged
inhibition and short synaptic arrest of the glutamatergic
synapse, induced by the same brief hypoxia in slices. The former
involves temporal interaction of multiple synaptic inputs and cellular events. Similarly, the application of the adenosine
A1 receptor antagonist most likely affected more
than just the glutamatergic synaptic transmission, suggesting that
adenosine is the main molecule that interferes with heterosynaptic
interaction and produces the hypoxic
blockade. It remains to be
examined whether the GABAergic and/or cholinergic synaptic responses
are more sensitive to the brief hypoxic episodes. Although the present
study focused on the short-term effects of brief hypoxia on
in
vitro, a gradual recovery of the cholinergic
was observed when the
recordings were kept long (
2 h) after the hypoxic episode. The time
course and functional impact of the recovery also remain to be
investigated. For instance, it is interesting to know whether the
gradual recovery of cholinergic
after a hypoxic episode is
essential for the remaining levels of spatial learning in hypoxic rats
or whether the declined learning in the hypoxic rats involves a non-
compensating mechanism.
As far as we are aware, our study is the first demonstration that
blocking adenosine A1 receptors prevents the
impairment of spatial learning and memory and synaptic plasticity in
response to noninjury hypoxic episodes. Our results show that
glutamatergic EPSPs decreased near the end of the brief hypoxia. The
decrease was apparently caused by adenosine release. Transient
hypoxia/ischemia induces adenosine release (Van Wylen et al., 1986
; Sun
and Reis, 1994
; Sun, 1996
), resulting in opening of both
KATP and
KCa2+ channels, opposing
responses involved in memory formation (Alkon et al., 1998
), and
decreasing stimulus-induced Ca2+ influx into
neurons via actions at the presynaptic and postsynaptic adenosine
A1 receptors. The involvement of adenosine
A1 receptor activation is consistent with the
observation that the hippocampal formation is highly enriched with the
adenosine A1 receptors (Murphy and Snyder, 1982
).
The reduction in cholinergic
suggests an impaired heterosynaptic
interaction, which is more complex than transmission at a single
synapse. For stable
activity, some level of ongoing activity and
interaction of heterosynaptic inputs may be necessary. In addition,
adenosine A1 receptors are linked to G proteins
and perhaps via these facilitate the opening of K+ channels. Internal Ca2+
release from a InsP3-sensitive internal store
might also be involved as a major consequence of hypoxic responses
(Belousov et al., 1995
). These mechanisms of hypoxia-induced
pathophysiology, however, do not appear to involve inactivation of
N-methyl-D-aspartate receptors, as
reported in Western painted turtle cortical neurons (Bickler et al.,
2000
), a process that apparently involves activation of
Ca2+-dependent phosphatase(s) that may be
critical for their remarkable ability to survive months without oxygen.
The hippocampal formation plays an important role in episodic,
declarative, and spatial learning and memory and is an especially plastic and vulnerable brain structure that is damaged by
hypoxia/ischemic stroke. Nevertheless, CA1 functional interference may
underlie the observed spatial memory deficits due to transient hypoxia. LTP of Sch glutamatergic inputs, however, was not reduced but enhanced
by the hypoxia. The hypoxic enhancement of the Sch-CA1 EPSPs due to the
weak hypoxia applied in the present study was, in general, consistent
with previously reported hypoxia-induced LTP (Hammond et al., 1994
).
Furthermore, our findings are consistent with previously reported
observations that LTP expression is not vulnerable to transient hypoxia
a few minutes later (Arai et al., 1990
). It is also known that titanic
LTP in the hippocampal CA1 could be readily induced minutes after
anoxic episodes (Hammond et al., 1994
). The slightly enhanced EPSPs and
LTP, on the other hand, are unlikely to cause decreased spatial
learning. Spatial learning has been reported to be normal with CA1 LTP
that was enhanced 2-fold in inositol 1,4,5-triphosphate 3-kinase
A-deficient mice (Jun et al., 1998
). Nevertheless, episodes of
transient hypoxia may be more relevant to a gradual memory decline
during aging or Alzheimer's disease (Gervais et al., 1999
). The
hypoxic synaptic arrest induced here compromises the ability of brains
to learn and memorize. The value of preconditioning through adenosine
A1 receptor activation needs careful evaluation,
especially with transient hypoxia/ischemia. Relieving the network from
heterosynaptic arrest through blocking the adenosine
A1 receptors may represent an effective strategy
to eliminate the functional impairment. Not only do such intervention
strategies to reduce the perioperative cognitive decline have great
value in reducing a late cognitive deterioration (Newman et al., 2001
),
but combined with agents that reverse cellular injury and prevent cell
loss, the antagonists might also be valuable in therapy against severe
hypoxia/ischemia-induced memory loss as well as progressive dementias
such as Alzheimer's disease.
Accepted for publication October 9, 2001.
Received for publication July 23, 2001.
DPCPX, 8-cyclopentyl-1,3-dipropylxanthine;
aCSF, artificial cerebrospinal fluid;
EPSP, excitatory postsynaptic
potential;
GABA,
-aminobutyric acid;
LTP, long-term potentiation;
Sch, Schaffer collateral pathways.