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ABSORPTION, DISTRIBUTION, METABOLISM, AND EXCRETION
Inex Pharmaceuticals Corporation, Burnaby, British Columbia, Canada
Received September 21, 2004; accepted October 29, 2004.
| Abstract |
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In the absence of encapsulated or surface-coupled proteins, SSL and other nonviral lipid delivery systems are generally considered to be nonimmunogenic (van Rooijen and van Nieuwmegen, 1980
; Alving, 1992
; Harding et al., 1997
). The immunogenicity and rapid plasma elimination of protein-coupled liposomal systems after repeat injections have been well documented (Aragnol and Leserman, 1986
; Phillips and Emili, 1991
; Phillips and Dahman, 1995
; Harding et al., 1997
; Tardi et al., 1997
) and typically result from antibody-mediated recognition of protein. T cell-independent antibody responses to liposomal glycolipid antigens such as ganglioside GM1 have also been described (Freimer et al., 1993
). These responses were characterized by elevations in antibody production primarily of the IgM class, with antibody recognition directed against the carbohydrate portion of the ganglioside.
Nonmethylated bacterial DNA and synthetic oligodeoxynucleotides (ODN) can stimulate mononuclear cells and lymphocytes in vitro and in vivo, resulting in the secretion of interleukin-6, interleukin-12, interferon-
, and IgM (Krieg, 2002
). This effect has been primarily attributed to CpG and palindromic sequence motifs, but phosphorothioate ODN all exhibit some degree of immune stimulation in vivo (Monteith et al., 1997
). Given the relative inefficiency of nucleic acid-based therapeutics and the likely requirement for frequent administration, we evaluated the potential immunogenicity and circulation properties of SSL containing synthetic ODN, plasmid DNA, or ribozyme on repeated injections. Liposome elimination from the circulation was used as a convenient indicator of immunogenicity in vivo. The results presented in this study indicate that the presence of encapsulated nucleic acid in lipid vesicles containing surface-associated PEG stimulates an immune response against the carrier, irrespective of sequence motifs or DNA chemistry, and induces morbidity and rapid plasma elimination of subsequent administrations. The data further demonstrate that this response is directed specifically against the PEG-lipid.
| Materials and Methods |
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Chemicals and Lipids. Distearoylphosphatidylcholine (DSPC), polyethylene glycol-conjugated distearoylphosphatidylethanolamine (PEG2000-DSPE) and 1,2-dioleoyl-3-N,N-dimethylammoniumpropane (DODAP) were purchased from Avanti Polar Lipids (Alabaster, AL). Cholesterol (CH) was purchased from Sigma-Aldrich (St. Louis, MO). Biotin-X-DSPE and biotin-PEG2000-DSPE were purchased from Northern Lipids (Vancouver, BC, Canada). PEG-CerC14 and PEG-CerC20 were synthesized and purified as described previously (Wheeler et al., 1999
). [3H]Cholesteryl hexadecyl ether (CHE) was obtained from PerkinElmer Life and Analytical Sciences (Boston, MA).
ODN and Plasmid DNA. The designations and 5' to 3' sequences of the ODN used in these studies were as follows: hICAM, GCCCAAGCTGGCATCCGTCA (3'-untranslated region of human ICAM-1 mRNA); mICAM, TGCATCCCCCAGGCCACCAT (3'-untranslated region of murine ICAM-1 mRNA); EGFR, CCGTGGTCATGCTCC (human epidermal growth factor mRNA, receptor-translation termination codon region); c-myc, TAACGTTGAGGGGCAT (initiation codon region of human/mouse c-myc proto-oncogene mRNA; and c-mycC, TAAGCATACGGGGTGT (c-myc scrambled control). Phosphodiester (PO) and phosphorothioate (PS) ODN were purchased from Hybridon Specialty Products (Milford, MA). The backbone composition was confirmed by 31P NMR. All ODN were analyzed for endotoxin by the manufacturer and contained less than 0.05 endotoxin units/mg. Plasmid DNA (pCM-VLuc) was produced in Escherichia coli, isolated, and purified as described previously (Wheeler et al., 1999
).
Encapsulation of ODN. Stabilized antisense-lipid particles (SALP) composed of DSPC/CH/DODAP/PEG-CerC14 or PEG-CerC20 (molar ratio, 25:45:20:10) and encapsulated PS ODN were prepared as described previously (Semple et al., 2000
). For PS ODN, 300 mM citrate buffer was used to dissolve the antisense, whereas 20 mM citrate, pH 4.0 was used for PO ODN and plasmid formulations. The lower citrate concentration was required to facilitate efficient charge interactions between DODAP and the PO ODN or plasmid, resulting in optimal encapsulation efficiencies (Stuart et al., 2004
). At higher citrate concentrations, these charge interactions are presumably shielded, and significant reductions in encapsulation efficiencies are observed. Phosphorothioate-modified ODN bind strongly to cationic molecules, and encapsulation efficiencies are much less sensitive to differences in buffer and salt concentrations (Stuart et al., 2004
). Plasmid formulations were not extruded, resulting in
200-nm particles. DSPC/CH (molar ratio, 55:45) and DSPC/CH/PEG2000-DSPE (molar ratio, 50:45:5) vesicles were prepared from dry lipid films by aqueous hydration in HBS (20 mM Hepes and 145 mM NaCl, pH 7.4). Similarly, ODN encapsulation was achieved by hydration of 100 mg of lipid with 100 mg of ODN in 1.0 ml HBS, followed by five cycles of freeze-thawing and extrusion through two stacked 100-nm filters (Semple et al., 2000
). The resulting particles were approximately 110 to 140 nm in diameter, as judged by quasi-elastic light scattering using a model 370 NICOMP submicron particle sizer (Particle Sizing Systems, Santa Barbara, CA). [3H]CHE, a nonexchangeable, nonmetabolizable lipid marker, was incorporated into all vesicle compositions to monitor lipid levels in the blood (Stein et al., 1980
).
Liposome Elimination from the Circulation. Mice received a single intravenous (lateral tail vein) dose of empty liposomes (50 mg/kg lipid) or liposome-encapsulated ODN (50 mg/kg lipid and 10 mg/kg ODN, unless otherwise specified) containing [3H]CHE (
1 µCi/mouse). Dosing occurred weekly unless otherwise noted. Blood (25 µl) was collected 1 h postinjection by tail nicking unanesthetized mice, using a sterile scalpel (tails were wiped with 70% ethanol prior to nicking), and placed in 200 µl of 5% EDTA. The blood was then digested (SOLVABLE, PerkinElmer Life and Analytical Sciences), decolorized and analyzed for radioactivity according to the manufacturer's instructions. The tail nicking procedure allowed all repeat-injection data to be collected from the same group of animals. A comparison of this procedure with blood (
0.5 ml) collected weekly by terminal cardiac puncture on anesthetized (ketamine/xylazine) mice produced equivalent results.
ELISA. Groups of mice (n = 20 initially) were injected weekly (i.v.) with SALP (PEG-CerC20) containing c-myc ODN or empty liposomes of the same lipid composition. One week after each injection, a subgroup of animals (n = 5) was anesthetized (ketamine/xylazine), blood was collected from each animal by cardiac puncture (
0.5 ml), and the animals were subsequently euthanized. Plasma was collected for each animal after centrifuging the blood for 15 min at 1200g in a refrigerated centrifuge (4°C). Individual plasma samples were pooled (n = 5), and serial dilutions were analyzed by ELISA as described below. The results are expressed for the 1:800 plasma dilution, which was the lowest dilution that exhibited minimal nonspecific binding to control wells.
The presence of liposome-reactive antibody was evaluated by ELISA using biotinylated liposomes bound to streptavidin-coated microplates. Liposome formulations bound to microtiter plates included: DSPC/CH/DODAP/PEG-CerC20/biotin-PEG2000-DSPE (molar ratio, 24.5:45:25:5:0.5), DSPC/CH/biotin-X-DSPE (molar ratio, 54.5:45:0.5), and DSPC/CH/PEG2000-DSPE/biotin-PEG2000-DSPE (molar ratio, 49.5:45:5:0.5). Biotinylated liposomes (10 nmol of total lipid/well) were incubated overnight at 4°C in clear SILENUS streptavidin-coated microwell plates (Chemicon International, Temecula, CA). Plates were washed, blocked with phosphate-buffered saline containing 3% bovine serum albumin and 0.1% Tween 20, and subsequently incubated with serial dilutions of plasma from PEG-liposome (containing entrapped ODN)-treated animals for 1 h at room temperature. Following multiple washes with phosphate-buffered saline/0.1% Tween 20, IgM binding was evaluated by incubation with horseradish peroxidase-conjugated rat anti-mouse IgM monoclonal antibody (1:1000 dilution; BD Biosciences PharMingen, San Diego, CA). The plates were washed and subsequently incubated with 3,3',5,5'-tetramethylbenzidine substrate (Sigma-Aldrich) and read at 450 nm.
| Results |
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For liposomes and lipid-based delivery systems, monitoring the circulation properties of repeated injections is a convenient surrogate measure of carrier immunogenicity since this parameter is invariably altered by an immune response (Aragnol and Leserman, 1986
; Phillips and Emili, 1991
; Harding et al., 1997
; Tardi et al., 1997
; Goins et al., 1998
). To evaluate the impact of repeated administrations on the circulation times of PEG liposomes containing hICAM ODN, the blood levels of DSPC/CH/PEG2000-DSPE liposomes or SALP (PEG-CerC20) were evaluated 1 h postinjection after weekly intravenous administrations. As expected, no differences in elimination were observed for empty vesicles over several administrations (Fig. 1a). Surprisingly, rapid elimination (<20% of the injected dose remained in the blood at 1 h) of ODN-containing vesicles was observed following the second and subsequent injections. This effect was accompanied by pronounced morbidity and, in some instances, resulted in death of the animal within 30 min postinjection. This rapid elimination phenomenon with PEG liposomes and ODN was observed in several strains of mice, including outbred ICR mice and inbred BALB/c and C57BL/6 strains (results not shown). To determine whether an immune component was involved in this response, these same studies were performed in T cell-deficient BALB/c nude mice and B and T cell-deficient BALB/c SCID-Rag2 mice. A rapid elimination response was observed in BALB/c nude mice (Fig. 1b) but not in BALB/c SCID-Rag2 mice (Fig. 1c), suggesting that the response depends on the presence of B cells and immunoglobulin.
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Influence of Nucleic Acid Composition on Clearance of PEG Liposomes. Since it has been shown that PS ODN containing CpG or G-quartet sequence motifs can exhibit immunostimulatory and/or nonantisense effects (Stein and Krieg, 1997
), the influence of oligonucleotide sequence was evaluated by encapsulating a variety of PS ODN in SALP (PEG-CerC20). Interestingly, all PS ODN encapsulated in SALP (PEG-CerC20) induced morbidity in mice and were rapidly removed from the circulation on repeat administrations (Fig. 2a). This was also observed for ODN that did not contain CpG or G-quartet motifs (mICAM) or contained CpG only (hICAM and EGFR), CpG and G-quartet (c-myc), or G-quartet only (c-mycC).
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Having demonstrated sequence independence of the rapid elimination phenomenon, the dependence on nucleic acid chemistry and structure was evaluated. PS or PO ODN, ribozyme, or plasmid DNA was encapsulated in the SALP (PEG-CerC20) lipid formulation, and the circulation levels at 1 h postinjection were monitored after weekly injections (Fig. 2b). Rapid elimination of the carrier was observed on the second and subsequent injections, indicating that closed circular, double-stranded DNA was as effective at inducing the rapid elimination as ODN with free 5' and 3' ends. Similarly, the more nuclease-sensitive PO ODN also induced an immunogenic response, as did ribozyme (results not shown).
Impact of Antisense/Lipid Ratio and Dose Schedules. In Fig. 1, the magnitude of blood clearance for DSPC/CH/PEG2000-DSPE vesicles containing encapsulated ODN was less pronounced than for SALP (PEG-CerC20). The major difference between these two formulations was the encapsulation procedure and the resulting ODN-to-lipid ratio. To test whether the amount of encapsulated ODN influences the generation of the immune response, ODN was encapsulated in SALP (PEG-CerC20) at different ODN/lipid ratios, and the circulating level of vesicles was monitored after weekly injections of 50 mg/kg lipid. Interestingly, at ODN/lipid ratios less than 0.04 (w/w), no apparent changes in elimination were observed, whereas marked decreases in circulation levels were observed at ratios greater than 0.08 (w/w) (Fig. 3a). Since the lipid dose was constant in these studies, the ODN-to-lipid ratio and/or the total ODN dose administered significantly impact the initiation of this response.
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Standard dosing schedules for antisense ODN therapies typically involve repeated injections or infusions. The relevance of the dosing schedule on circulating levels of SALP (PEG-CerC20) was examined by injecting mice daily or every 2, 3, or 7 days. Liposome levels in the blood were evaluated 1 h after each injection (Fig. 3b). For daily injections, the plasma levels of circulating carrier increased over the first three injections, which was not surprising given that 30 to 40% of a given dose of PEG-coated liposomes remains in the circulation 24 h postinjection (Allen and Hansen, 1991
; Harding et al., 1997
; Woodle, 1998
; Semple et al., 2000
); however, this increase was followed by a dramatic decline in the circulation levels of subsequent doses. In all dosing schedules, rapid elimination of subsequent doses was observed beginning 4 to 6 days after the initial dose and was maintained for at least 50 days.
PEG-Lipid Involvement in the Response. To evaluate the importance of PEG-lipid on the generation of the immune response observed in Fig. 1, PS ODN was encapsulated in 100-nm DSPC/CH vesicles or in SALP containing PEG-CerC14. The CerC14 lipid anchor has shorter acyl chains than PEG-CerC20 and exchanges more rapidly out of the lipid bilayer (t1/2,
1.1 h in vitro) (Wheeler et al., 1999
). No differences in the circulation levels of these vesicles, whether empty or containing encapsulated ODN, were observed on repeated administrations (Fig. 4a). This was in striking contrast to SALP (PEG-CerC20), which was rapidly eliminated after a second injection. PEG-CerC14 exchanged out of the carrier immediately after injection, with greater than 50% loss of PEG-lipid in approximately 3 min (Fig. 4b). This same level was not achieved for PEG-CerC20 until 24 h. Since neither empty DSPC/CH vesicles nor SALP containing rapidly exchangeable PEG-lipid exhibited any differences in circulation levels on repeat administrations, we conclude that the presence of PEG-lipid in the external monolayer of the vesicles was critical for the rapid elimination of the carrier from the circulation.
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The role of PEG-lipid was further examined in crossover studies in which mice were sensitized with weekly injections (total of four) of SALP containing PEG-CerC20 and encapsulated ODN. This was followed with a fifth injection of empty vesicles of varying compositions. Crossover injections of empty DSPC/CH/PEG-CerC20 or DSPC/CH/PEG2000-DSPE vesicles were rapidly eliminated from the circulation, whereas crossover injections of DSPC/CH vesicles or SALP containing PEG-CerC14 exhibited prolonged circulation times (Fig. 5). The rapid clearance of DSPC/CH/PEG2000-DSPE vesicles from the circulation indicates that the PEG moiety, and not the lipid anchor, was the critical component recognized in this response. Similarly, the use of empty vesicles that had never been exposed to ODN indicates that potential residual surface-associated ODN was not responsible for mediating elimination. Similar results were observed in crossover studies in which, instead of SALP (PEG-CerC20), mice were pretreated with DSPC/CH/PEG2000-DSPE liposomes containing encapsulated ODN (results not shown).
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In a final set of studies designed to evaluate the presence of liposome-reactive antibody in the blood, mice were treated four times (weekly injections) with SALP (PEG-CerC20) or empty DSPC/CH/DODAP/PEG-CerC20 liposomes, and the pooled plasma of these animals was examined by ELISA using various biotinylated liposomes bound to streptavidin-coated microplates. When the pooled plasma from each group of mice was incubated with plates containing DSPC/CH/DODAP/PEG-CerC20 or DSPC/CH/PEG2000-DSPE, increases in liposome-reactive IgM were observed 1 week following the first injection and generally increased over the four injections (Fig. 6). However, when the same plasma was incubated in plates containing DSPC/CH (i.e., no PEG-lipid), very minimal IgM binding was observed, indicating the involvement of antibody in the clearance of PEG-liposomes containing ODN, as well as providing additional confirmation that the response is directed against PEG and not the other lipids comprising the formulation. The plasma from mice treated with empty PEG liposomes showed negligible reactivity in any of the plates.
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| Discussion |
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An immune component of this response was verified using immune-compromised BALB/c nude mice, where rapid blood clearance was observed, and in BALB/c SCID-Rag2 mice, in which normal blood clearance was observed on repeat dosing. The rapid elimination phenomenon and adverse clinical signs in mice were not observed when ODN was encapsulated in PEG-free liposomes or in liposomes containing rapidly exchangeable PEG-CerC14. Several previous studies have demonstrated an apparent absence of immunogenicity or altered PK upon repeated administration of empty PEG liposomes (Harding et al., 1997
; Woodle, 1998
; Oussoren and Storm, 1999
), PEG liposomes containing technetium-99m (Goins et al., 1998
), or encapsulated doxorubicin (Tardi et al., 1997
). Although humoral immune responses against liposomes have been described for protein-coupled PEG liposomes, these responses are directed against the surface-bound protein (Phillips and Emili, 1991
; Phillips and Dahman, 1995
; Harding et al., 1997
; Tardi et al., 1997
).
Recently, a limited number of studies have demonstrated changes in the PK of repeated injections of PEG liposomes under certain time and dosing conditions in rats and a rhesus monkey (Dams et al., 2000
; Laverman et al., 2001
). Enhanced blood clearance of repeated doses of technetium-99m-PEG liposomes occurred when the second injection was administered between 5 days and 4 weeks after the initial injection (Goins et al., 1998
; Oussoren and Storm, 1999
; Dams et al., 2000
). Moreover, PK changes were only observed when the doses were relatively low (<15 µmol/kg) (Laverman et al., 2001
). Ishida et al. (2003
) have demonstrated the changes in the PK behavior of SSL in mice when a second dose (25 µmol/kg phospholipid) was given between 7 and 14 days after the initial dose. Our results differ from that study in that our injected lipid doses were much higher (
6572 µmol/kg) and the magnitude of the clearance response was much greater; moreover, pronounced morbidity was observed on repeat injections of SSL containing high levels of DNA, which has not been reported previously. Dams et al. (2000
) have suggested that a 150-kDa nonantibody-soluble serum factor mediates the rapid clearance phenomenon in rats and monkeys, whereas our data in immunocompromised mice, as well as the IgM studies, strongly suggest an antibody response.
Whereas the mechanism of the immune response and the cell populations that facilitate it have not yet been fully elucidated, the studies involving nude and SCID-Rag2 mice suggest that B cells and immunoglobulin, and not T cells, are critical. Immunecompetent and nude mice that were injected repeatedly with PEG liposomes containing ODN showed signs of morbidity and difficulty bleeding and, in extreme cases, exhibited rapid breathing and seizures. These symptoms are typical of a shock response and could be generated through a number of mechanisms. The delivery of bacterial DNA and synthetic oligonucleotides to macrophages and monocytes can result in acute cytokine release and tumor necrosis factor-
-mediated lethal shock in mice (Sparwasser et al., 1997
). In our study, clinical signs only developed with repeat injections and were associated with rapid removal of the carrier from the blood, suggesting a humoral response. IgM responses typically occur 3 to 7 days after antigen exposure, which was consistent with the onset of the immunogenic response observed here (Fig. 3b). In this regard, increases in PEG-reactive plasma IgM were observed in mice treated repeatedly with PEG liposomes containing ODN. IgM-antibodies against the glycolipid ganglioside GM1 are common in patients with neuropathy and have been shown to result in strong complement-mediated lysis of GM1-containing liposomes (Mitzutamari et al., 1998
). The generation of antibody and putative complement activation are a likely explanation for the rapid elimination of the vesicles from the blood. IgG, IgM, and iC3b are prominent opsonins associated with liposome formulations that exhibit rapid plasma clearance (Chonn et al., 1992
).
That the presence of encapsulated ODN in PEG liposomes could potentially stimulate the production of antibodies is perhaps not surprising. Some phosphorothioate antisense ODN and bacterial DNA have been shown to have strong mitogenic properties in vitro, resulting in lymphocyte proliferation and production of IgM (Krieg, 2002
). These same ODN produced splenomegaly and increased cellularity/activation in vivo (Monteith et al., 1997
). That the presence of encapsulated DNA could stimulate the production of antibody to the PEG-lipid is of considerable interest in this study. As evidenced by a lack of detectable elimination or IgM directed against empty PEG liposomes in mice upon repeated administration, PEG-lipid itself is a very weak antigen (Harding et al., 1997
) and is used widely in the pharmaceutical industry to improve the PK and reduce the immunogenicity of various therapeutic or diagnostic agents (Harris et al., 2001
). Antibody responses against PEG have been described in mice and rabbits when PEG was coupled to certain protein antigens; however, the responses were relatively minor unless the PEG or PEG-protein conjugate was coadministered with a strong adjuvant such as Freund's complete adjuvant (Richter and Akerblom, 1983
; Richter and Akerblom, 1984
; Cheng et al., 1999
). ODN containing CpG motifs have been shown to act as potent adjuvants for the production of antibody to coadministered T cell-dependent protein antigens (Weiner et al., 1997
). We did not observe any sequence or chemistry dependence when DNA or RNA was encapsulated in the carrier, suggesting that the adjuvant effect is a general phenomenon of nucleic acid encapsulation in lipid vesicles. Thus, the presence of liposome encapsulated ODN or DNA may function as a novel adjuvant system for the generation of immune responses to weak T cell-independent antigens, such as carbohydrates and glycolipids.
The studies reported herein have significant implications for the use of SSL in the therapeutic evaluation of DNA-based drugs. Nonviral, lipid-based delivery systems are generally thought to be nonimmunogenic with respect to the components of the carrier, but to our knowledge, no studies have actually addressed this with DNA-based delivery systems. Several recent studies have demonstrated that innate and adaptive immune responses can be enhanced through encapsulation of immunostimulatory DNA in lipid-based delivery vehicles (Li et al., 2001
; Mui et al., 2001
; Whitmore et al., 2001
), increasing the importance of evaluating carrier-directed effects. SSL are known to have an enhanced ability to accumulate at sites of infection, inflammation, and tumors (Boerman et al., 1997
; Woodle, 1998
; Lasic et al., 1999
; Semple et al., 2000
). However, based on the results observed in Fig. 3b, the accumulation of later injections in sites of disease will be significantly impaired within days. Finally, we have demonstrated that the removal of PEG-lipid from liposomes containing encapsulated DNA abrogates the immunogenic response, thereby indicating that SSL need to be used with caution for applications involving DNA- and RNA-based therapeutics.
| Footnotes |
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ABBREVIATIONS: SSL, sterically stabilized liposomes; PEG, polyethylene glycol; ODN, oligodeoxynucleotide(s); SCID, severe-combined immunodeficient; DSPC, distearoylphosphatidylcholine; DSPE, distearoylphosphatidylethanolamine; DODAP, 1,2-dioleoyl-3-N,N-dimethylammonium-propane; CH, cholesterol; biotin X-DSPE, N-[((6-biotinoyl)amino)hexanoyl]-1,2-distearoyl-sn-glycero-3-phosphoethanolamine; biotin-PEG2000-DSPE, N-[
-biotinoylamino (polyethylene glycol)2000]-1,2-distearoyl-sn-glycero-3-phosphoethanolamine; PEG-CerC14, 1-O-(2'-(
-methoxypolyethyleneglycol)succinoyl)-2-N-myristoylsphingosine; PEG-CerC20, 1-O-[2'-(
-methoxypolyethyleneglycol)succinoyl]-2-N-arachidoylsphingosine; CHE, cholesteryl hexadecyl ether; ICAM, intercellular adhesion molecule; PO, phosphodiester; PS, phosphorothioate; SALP, stabilized antisense-lipid particle(s); ELISA, enzyme-linked immunosorbent assay; PK, pharmacokinetic(s).
1 Current address: Celator Technologies Inc., Vancouver, BC, Canada. ![]()
2 Current address: Memorial University of Newfoundland, St John's, NF, Canada. ![]()
Address correspondence to: Sean C. Semple, Inex Pharmaceuticals Corporation, 100-8900 Glenlyon Parkway, Burnaby, BC, Canada, V5J 5J8. E-mail: ssemple{at}inexpharm.com
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