Department of Psychoneuropharmacology, University of Nijmegen, The
Netherlands (B.A.E., A.R.C.); Laboratory of Medicinal Chemistry,
University of Liège, Liège, Belgium (J.-F.L.); and Therabel
Research s.a., Brussels, Belgium (J.B.)
 |
Introduction |
Antipsychotic
drugs have been the first choice in the treatment of schizophrenia ever
since the introduction of chlorpromazine and haloperidol. Despite the
tremendous advantages of these drugs in the therapy of schizophrenic
patients, they have unmistakable limitations. The most important ones
being the induction of extrapyramidal side effects (EPS) and the
limited efficacy in treating negative and cognitive symptoms
(Ellenbroek, 1993
). Although it was long realized that certain
antipsychotics, such as thioridazine, induced significantly less EPS
than other antipsychotics, it was not until the introduction of
clozapine that the concept of atypical antipsychotics was formulated
(Ellenbroek, 1993
). This drug appeared to combine a good therapeutic
profile with a very low incidence of EPS. Moreover, clozapine seemed to
be effective in treating negative symptoms as well. Unfortunately
clozapine can induce agranulocytosis, thereby severely limiting its use
in every day clinical practice.
Based on the unique profile of clozapine, many different drugs have
been developed with structural and/or pharmacological similarity with
clozapine. Examples of these are fluperlapine, olanzapine, and
quetiapine (Arnt and Skarsfeldt, 1998
). All these drugs share with
clozapine a broad pharmacological efficacy, influencing dopaminergic,
serotonergic, adrenergic, and histaminergic receptors. Although all
these drugs have reached the clinical market, they all seem to be less
effective than clozapine.
JL13
[5-(4-methylpiperazin-1-yl)-8-chloro-pyrido[2,3-b][1,5] benzoxazepine
fumarate] was also developed in the search for a clozapine-like
substance (Bruhwyler et al., 1992
; Liégeois et al., 1994
).
Although it is structurally related to clozapine, differing in only two
positions in the tricyclic structure, JL13 possesses different
physicochemical properties. Indeed, JL13, unlike clozapine, was found
to be less sensitive to oxidation (Liégeois et al., 1997
, 2000
).
Therefore, according to other results (Liégeois et al., 1999
)
showing a correlation between the oxidation profile of drugs and their
potential to induce hematological side effects, JL13 should be less
prone to induce hematological side effects than clozapine.
Biochemically, JL13 was found to bind predominantly to the
5-HT2 and the D1 receptor,
with much less potency for either the D2 or the
muscarinic receptor (Bruhwyler et al., 1992
; Liégeois et
al., 1994
). In behavioral experiments, JL13 was shown to inhibit the
amphetamine-induced locomotor activity and the apomorphine-induced
climbing in mice. However, the drug did not induce catalepsy nor did it
influence the apomorphine- or the amphetamine-induced stereotypy
(Bruhwyler et al., 1997
). Using a microdialysis procedure, JL13 was
found to increase selectively extracellular dopamine concentration in
the prefrontal cortex (Invernizzi et al., 2000
). This profile of action
of JL13 resembles that of clozapine and is reminiscent of other
atypical antipsychotics (Arnt, 1998
).
The aim of the present study was to investigate the effects of JL13 in
two other models for schizophrenia and directly compare it with
haloperidol and clozapine. The models we choose include a screening
test and a simulation model (Ellenbroek and Cools, 2000
). The paw test
was used as a screening model. This test was selectively developed for
differentiating classical from atypical antipsychotic drugs and has so
far proved to be reliable (Ellenbroek et al., 1987
; Ellenbroek and
Cools, 1988
; Cools et al., 1990
, 1995
). The disruption of prepulse
inhibition was used as a simulation model. As discussed elsewhere, this
test seems to represent one of the best animal simulation models for
schizophrenia to date (Swerdlow et al., 1994
; Ellenbroek et al., 2000
).
Since preliminary experiments had shown that the disruption induced by
apomorphine and amphetamine may be pharmacologically different, we
decided to test the antipsychotic drugs against both dopamine agonists.
 |
Materials and Methods |
Rats and Housing.
For these experiments, male Wistar rats
(Harlan Laboratories, Horst, The Netherlands) were used weighing
between 220 and 280 g. The rats were housed in groups of two or
three males in standard Macrolon cages (26 × 42 × 15 cm),
in temperature controlled rooms (23 ± 1°C). The rats were on a
standard 12-h light/dark cycle with light on from 7 AM to 7 PM, with
water and food available ad libitum except during the experiments. One
day prior to the experiments, the rats were individually housed in the
standard Macrolon cage. All experiments were done in accordance with
the Helsinki Declaration and with national and institutional
guidelines. Rats were only used once.
The Paw Test.
The paw test was performed 30 min after an
intraperitoneal injection of either haloperidol, clozapine, or JL13. In
this test, a rat was placed on a Perspex platform (30 × 30 cm
with a height of 20 cm) containing two holes for the forelimbs (40 mm),
two for the hindlimbs (50 mm), and a slit for the tail (Ellenbroek et
al., 1987
). The distance between the right and the left forelimb and
hindlimb holes was 15 mm, and the distance between forelimb and
hindlimb holes was 55 mm. The rat was held behind the forelimbs, and
the hindlimbs were gently placed in the holes. The rat was then lowered
and the forelimbs positioned in the holes. The forelimb retraction time
(FRT) and the hindlimb retraction time (HRT) were defined as the time
the animal needed to withdraw one forelimb and one hindlimb from the
hole, respectively. The minimum time was set at 1 s, since it was
difficult to determine the exact starting time. When the rat did not
withdraw its fore- or hindlimb within 30 s, the animal was taken
out and the FRT or HRT was set at 30 s. The paw test was repeated
at 40 and 50 min after injection. No statistically significant
increases or decreases were found with repeated testing (data not
shown). The average FRT and HRT (the mean of the three measurements)
were then calculated for each rat.
The Prepulse Inhibition.
On the day of the experiment, the
animals were transported to a room adjacent to the startle chamber room
and left undisturbed for at least 30 min. In the prepulse inhibition
paradigm, four standard startle chambers of San Diego Instruments (San
Diego, CA) were used. The startle chamber consisted of a
Plexiglas tube (diameter 8.2 cm, length 25 cm), placed in a
sound-attenuated chamber, in which the rats were individually placed.
The tube was mounted on a plastic frame, under which a piezoelectric
accelerometer was mounted, which recorded and transduced the motion of
the tube. After the rats were placed into the chamber, they were
allowed to habituate for a period of 5 min, during which a 70 dB[a]
background white noise was present. After this period, the rats
received 10 startle trials, 10 no-stimulus trials, and 30 prepulse
inhibition trials. The intertrial interval was between 10 and 20 s, and the total session lasted about 17 min. The startle trial
consisted of a single 120 dB[a] white noise burst lasting 20 ms. The
prepulse inhibition trials consisted of a prepulse (20 ms burst of
white noise with intensities of 73, 75, or 80 dB[a]) followed, 100 ms later, by a startle stimulus (120 dB[a], 20 ms white noise). Each of
the three prepulse trials (73, 75, and 80 dB[a]) were presented 10 times. During the no-stimulus trial, no stimulus is presented, but the
movement of the rat is scored. This represents a control trial for
detecting differences in overall activity. The 50 different trials were
presented pseudorandomly, ensuring that each trial was presented 10 times and that no two consecutive trials were identical. The resulting
movement of the rat in the startle chamber was measured during 100 ms
after startle stimulus onset (sampling frequency 1 kHz), rectified,
amplified, and fed into a computer that calculated the maximal response
over the 100-ms period. Basal startle amplitude was determined as the
mean amplitude of the 10 startle trials. Prepulse inhibition was
calculated according to the formula 100
100% · (PPx/P120), in which PPx is the mean of the 10 prepulse inhibition
trials (PP73, PP75, or PP80), and P120 is the basal startle amplitude.
Drugs.
In both the paw test and the prepulse inhibition
test, JL13 (administered as fumarate salt), clozapine
(Sigma/RBI, Zwyndrecht, The Netherlands), or haloperidol
(Janssen, Tilburg, The Netherlands) were given intraperitoneally
30 min prior to the test. JL13 was dissolved in propyleneglycol and
diluted to the right concentration with saline. Given the limited
solubility of JL13 (maximally 10 mg/ml) the two highest doses had to be
administered as 2 ml/kg (making 20 mg/kg), respectively, and 4 ml/kg
(making 40 mg/kg). Clozapine was dissolved in a drop of 1 N HCl and
diluted with saline. The pH was adjusted to about 4.5 to 5 using
NaHCO3. Haloperidol was dissolved in lactic acid
and diluted with saline.
Immediately before the prepulse inhibition session, rats were injected
with either saline, apomorphine (1 mg/kg), or amphetamine (10 mg/kg)
administered subcutaneously.
Statistics.
Given the nonparametric nature of the paw test
scores, the differences in FRT and HRT were analyzed with the
Mann-Whitney U test.
Differences in basal startle amplitude were analyzed by an analysis of
variance. The overall effect on prepulse inhibition was determined by
an analysis of variance with repeated measures for the different
prepulse intensities and drug as the between-subject factor. In case of
a significant effect, post hoc Duncan tests were performed to evaluate
the statistical differences between the groups for each prepulse intensity.
 |
Results |
The Paw Test.
The results of the paw test are depicted in Fig.
1. The figure shows that haloperidol led
to a strong, dose-dependent increase in both FRT and HRT. On the other
hand, JL13 and clozapine increased only HRT, but appeared to be without
effect on the FRT. This was confirmed by statistical analysis. The
Mann-Whitney U test showed that, at doses of 0.5 mg/kg i.p.
and higher, haloperidol induced a significant increase in both FRT and
HRT. Clozapine and JL13 induced a significant increase in HRT at doses
of 5 mg/kg and higher. Table 1 shows the
minimal effective dose for increasing FRT and HRT for the three drugs
tested, as well as the ratio.

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Fig. 1.
Effects of haloperidol (top), JL13 (middle), and
clozapine (bottom) on the paw test. RT measures the retraction time.
All groups consisted of eight animals each. Results are given as the
mean ± S.E.M. *, significantly different from control.
|
|
The Prepulse Inhibition Paradigm.
The effects of the three
antipsychotic drugs on the apomorphine-induced changes in startle and
prepulse inhibition are shown in Fig. 2.
Apomorphine did not affect basal startle amplitude (F(1,22) = 0.59; p = 0.45), but significantly reduced prepulse inhibition
(F(1,22) = 21.0; p < 0.001).

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Fig. 2.
Effects of apomorphine (Apo) and haloperidol (Hal)
(top), JL13 (JL) (middle), and clozapine (cl) (bottom) on basal startle
amplitude (left) and prepulse inhibition (right). Rats were either
injected with saline [control (Ctrl), N = 12],
apomorphine 1 mg/kg (N = 12), or a combination of 1 mg/kg apomorphine plus haloperidol (0.25 mg/kg, N = 8; or 0.5 mg/kg, N = 8), plus JL13 (2.5 mg/kg,
N = 8; 5 mg/kg, N = 8; or 10 mg/kg, N = 8), or clozapine (10 mg/kg,
N = 8; or 20 mg/kg, N = 8).
Results are given as the mean ± S.E.M. *, significantly
different from control; +, significantly different from apomorphine
alone.
|
|
When added to apomorphine, haloperidol did not affect basal startle
amplitude (F(1,26) = 2.8;
p = 0.1). JL13 and clozapine on the other hand did
reduce basal startle amplitude when added to apomorphine (JL13:
F(1,34) = 21.1; p < 0.001; clozapine: F(1,34) = 15.5;
p < 0.001). Post hoc analyses showed that the highest
dose of JL13 and clozapine were significantly different from
apomorphine alone.
As Fig. 2 clearly shows, all drugs reversed the apomorphine-induced
disruption of prepulse inhibition (haloperidol:
F(1,26) = 8.6; p < 0.01; JL13: F(1,34) = 7.5;
p < 0.01; clozapine:
F(1,34) = 4.4; p < 0.04). Post hoc analyses showed that all doses of haloperidol were
effective, whereas only the highest dose of JL13 and clozapine significantly reversed the effects of apomorphine on prepulse inhibition.
Figure 3 shows the effects of
amphetamine. Like apomorphine, amphetamine did not affect basal startle
amplitude (F(1,22) = 1.2;
p = 0.3). Amphetamine did, however, disrupt prepulse
inhibition (F(1,22) = 12.5;
p < 0.002).

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Fig. 3.
Effects of amphetamine (Amph) and haloperidol (Hal)
(top), JL13 (JL) (middle), and clozapine (cl) (bottom) on basal startle
amplitude (left) and prepulse inhibition (right). Rats were either
injected with saline [control (Ctrl), N = 12],
amphetamine 10 mg/kg (N = 12) or a combination of
10 mg/kg amphetamine plus haloperidol (0.25 mg/kg,
N = 8; or 0.5 mg/kg, N = 8),
plus JL13 (2.5 mg/kg, N = 8; 5 mg/kg,
N = 8; or 10 mg/kg, N = 8), or
clozapine (5 mg/kg, N = 8; 10 mg/kg,
N = 8; or 20 mg/kg, N = 8).
Results are given as the mean ± S.E.M. *, significantly
different from control; +, significantly different from amphetamine
alone.
|
|
When added to amphetamine, JL13
(F(1,32) = 1.8; p = 0.12) did not alter basal startle amplitude. When either haloperidol
(F(1,26) = 12.9; p < 0.001) or clozapine (F(1,25) = 5.8;
p < 0.025) was added, a significantly lower basal
startle amplitude, compared with amphetamine alone, was observed. Post
hoc analyses showed that both doses of haloperidol were significant,
whereas no single dose of clozapine was significant.
All three drugs reversed the effects of amphetamine on prepulse
inhibition (haloperidol: F(1,26) = 24.9; p < 0.001; JL13: F(1,32) = 6.2; p < 0.02; clozapine: F(1,25) = 6.0;
p < 0.025). Post hoc analyses showed that both doses
of haloperidol and clozapine were significant, whereas only the highest
two doses of JL13 were significant.
Figure 4 shows the effects of
haloperidol, JL13, and clozapine when given alone. The results show
that neither haloperidol (F(1,26) = 1.0; p > 0.7) nor JL13
(F(1,26) = 0.7; p > 0.4) affected baseline startle amplitude. Clozapine, on the other hand,
significantly decreased baseline startle amplitude
(F(1,26) = 58.3; p < 0.001). Post hoc analysis showed that both doses of clozapine strongly reduced baseline startle amplitude. With respect to prepulse
inhibition, neither haloperidol
(F(1,26) = 0.2; p > 0.7), nor clozapine (F(1,26) = 0.1;
p > 0.7) significantly altered prepulse inhibition.
JL13 showed an increase in prepulse inhibition, which just reached significance (F(1,26) = 4.1;
p < 0.05).

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Fig. 4.
Effects of haloperidol (Hal) (top), JL13 (JL)
(middle), and clozapine (Cl) (bottom) on basal startle amplitude (left)
and prepulse inhibition (right). Rats were either injected with saline
[control (Ctrl), N = 12], haloperidol (0.25 mg/kg, N = 8; or 0.5 mg/kg, N = 8), JL13 (5 mg/kg, N = 8; or 10 mg/kg,
N = 8), or clozapine (10 mg/kg,
N = 7; or 20 mg/kg, N = 8).
Results are given as the means ± S.E.M. *, significantly
different from control.
|
|
 |
Discussion |
The results of the present paper show that all three drugs
reversed the effects of apomorphine and amphetamine in the prepulse inhibition paradigm, and increased the HRT in the paw test. In addition, haloperidol, but not JL13 and clozapine, also increased the
FRT in the paw test.
The paw test was designed many years ago to distinguish classical
antipsychotics from atypical antipsychotics on the basis of positive
criteria (Ellenbroek et al., 1987
). It was shown that all classical
antipsychotics had an equal potency for increasing FRT and HRT, whereas
atypical antipsychotics were more potent on HRT (Meert and Awouters,
1991
; Prinssen et al., 1999
). So far, clozapine was the only drug found
not to increase FRT even at the highest dose (up to 100 mg/kg) tested.
This lack of effect was confirmed in the present paper. However, JL13
also did not increase FRT at the highest dose tested (40 mg/kg, see
Fig. 1), making it very similar to clozapine. Haloperidol, on the other hand, increased both FRT and HRT, with similar potency, confirming its
classical profile. It has been shown that the best predictive parameter
is the ratio between the minimal effective dose for increasing FRT and
HRT (Ellenbroek, 1993
). A ratio of 1.0 is indicative of a classical
antipsychotic, whereas a ratio of more than 1 is indicative of an
atypical antipsychotic drug. Table 1 shows that the ratio accurately
predicts the clinical profile of both haloperidol and clozapine. It
also predicts that JL13 will have an atypical profile similar to
clozapine. We showed several years ago that the effects of haloperidol
in the paw test could be reversed by the D2/3
agonist quinpirole, whereas the effects of clozapine could be reversed
by the D1 agonist SKF38393 (Ellenbroek et al., 1991
). Moreover, the effect of clozapine on the HRT was reversed by the
5-HT2 agonist
(±)-2,5-dimethoxy-4-iodoamphetamine hydrochloride (Ellenbroek et al.,
1994
). Since JL13 has a relatively strong affinity for the
5-HT2 receptor and also binds stronger to the D1 than the D2 receptor
(Wilkerson and Levin, 1999), it is tempting to speculate that the
effects of JL13 on the HRT in the paw test is also due to a combined
5-HT2/D1 antagonism.
However, more pharmacological studies need to be done. Irrespective of
the underlying mechanism, JL13 shows a profile similar to other
atypical antipsychotics like clozapine, olanzapine, risperidone, and
quetiapine (Ellenbroek et al., 1987
, 1996
; Cools et al., 1995
),
suggesting that it may have a limited capacity for inducing
extrapyramidal side effects in humans as well. Moreover, in nonhuman
primates sensitized to haloperidol either in acute or chronic
experiments, JL13 showed a good tolerance with moderate and
dose-related increased sedation and decreased locomotor activity. In
acute experiment, a mild dystonia and a parkinsonian symptom of slow
movement developed at the highest dose tested (50 mg/kg p.o.) in only
50% animals (Casey et al., 2001
).
Although screening tests like the paw test have been useful in
identifying potential new antipsychotic drugs, simulation models might
be more promising to evaluate the possible clinical effects of these
new drugs. One of the models that has gained a tremendous amount of
interest in this respect is the prepulse inhibition paradigm (Swerdlow
et al., 1994
; Geyer and Markou, 1995
; De Hert and Ellenbroek, 2000
;
Ellenbroek et al. 2000
). This interest is based on the fact that
schizophrenic patients have a deficient prepulse inhibition (Braff et
al., 1978
) and that prepulse inhibition can be measured in rats with
virtually identical methods. Prepulse inhibition has been referred to
as sensory gating, reflecting the brain's capacity to filter incoming
sensory information. It is important, however, to realize that prepulse
inhibition in itself is not a simulation model for schizophrenia, it is
the disruption thereof that is of particular interest. However,
prepulse inhibition can be disrupted by many manipulations (both
pharmacological and nonpharmacological). For instance, dopamine
agonists (like amphetamine and apomorphine),
N-methyl-D-aspartate antagonists (such as
phencyclidine and ketamine), and serotonin agonists [such as
8-hydroxy-2-dipropylaminotetralin and
(±)-2,5-dimethoxy-4-iodoamphetamine hydrochloride] disrupt prepulse
inhibition (Mansbach et al., 1988
; Mansbach and Geyer, 1989
; Sipes and
Geyer, 1994
, 1995
). Likewise, isolation rearing (Geyer et al., 1993
)
and maternal deprivation (Ellenbroek et al., 1998
) disrupt prepulse
inhibition. As discussed elsewhere, it is so far unclear which of these
different ways of disrupting prepulse inhibition most closely resembles
the deficit seen in schizophrenic patients (Ellenbroek and Cools,
2000
). Swerdlow and his colleagues (1994)
suggested that the
apomorphine-induced disruption of prepulse inhibition showed the
strongest predictive validity, as all currently known antipsychotic
drugs reverse the effects of apomorphine. In agreement with this, we
found in the present study that all three drugs investigated reversed
the effects of apomorphine on prepulse inhibition. Haloperidol was by
far the most potent, with JL13 and clozapine being only effective at
the highest doses tested. So far, very few studies have investigated the pharmacology of the amphetamine-induced disruption of prepulse inhibition. Preliminary experiments in our laboratory (data not shown)
had indicated that there might be differences in the pharmacology of
the disruption of prepulse inhibition by these two dopamine agonists.
The present study seems to confirm this, as it showed that JL13 and
clozapine reversed the effects of amphetamine at a dose of 5 resp. 10 mg/kg, whereas higher doses (10 resp. 20 mg/kg) were
necessary to reverse the effects of apomorphine. Haloperidol, on the
other hand, was equally effective against both drugs. At present, it is
not clear why JL13 and clozapine were effective at lower doses against
amphetamine than against apomorphine. Amphetamine, in addition to
releasing dopamine, also releases serotonin, and as mentioned earlier,
serotonin agonists also reduce prepulse inhibition. Thus, the strong
serotonin blocking effect of both clozapine and JL13 might be partially
responsible for the different effects of these drugs against
amphetamine than against apomorphine.
Finally, JL13 was found to induce a small, yet significant increase in
prepulse inhibition in normal rats. However, the effect was only
marginal and seen at only one dose and one prepulse intensity, but it
was not seen for clozapine or haloperidol. Depoortere and his
colleagues (1997)
found an increase in prepulse inhibition with some
antipsychotics but not with others. Interestingly, the two most
effective antipsychotics in this respect were haloperidol and
clozapine, whereas remoxipride and risperidone were without effect.
Likewise, Schwarzkopf and his colleagues (1993)
also found an increase
in prepulse inhibition after haloperidol. Although it is not entirely
clear why these two studies differ from the present one, strain
differences may well have played a role (Swerdlow et al., 1998
; Kinney
et al., 1999
). In any case, it seems that potentiation of prepulse
inhibition does not have much predictive validity for antipsychotic
drugs (Depoortere et al., 1997
).
Overall, data show that the behavioral effects of JL13 closely resemble
those of clozapine (Table 2), although
there are also some differences. This seems to be in agreement with
other previous reports. Thus, both clozapine and JL13 reverse
amphetamine-induced locomotion and apomorphine-induced climbing in
mice, without affecting apomorphine- and amphetamine-induced stereotypy
(Bruhwyler et al., 1997
). Moreover, both clozapine and JL13 do not
induce catalepsy (Bruhwyler et al., 1997
), and increase immobility in
the forced swim test (Bruhwyler et al., 1995
). Both drugs also reduce
rearing and defecation in the open field (Bruhwyler et al., 1995
).
Finally, JL13 showed a 70% generalization to clozapine in
clozapine-trained rats (Goudie and Taylor, 1998
). Our data add two
further similarities, namely a selective enhancement of HRT in the paw
test and a reversal of both apomorphine- and amphetamine-induced
disruption of prepulse inhibition. These data strongly suggest that
JL13 has a clinical profile similar to clozapine, although studies in
patients will ultimately be needed.
Accepted for publication March 23, 2001.
Received for publication January 30, 2001.
J.-F.L. is a Research Associate with the "Fonds National pour
la Recherche Scientifique (F.N.R.S.)" of Belgium.
EPS, extrapyramidal side effects;
JL13, 5-(4-methylpiperazin-1-yl)-8-chloro-pyrido[2,3-b][1,5]benzoxazepine
fumarate;
5-HT2, serotonin;
FRT, forelimb retraction time;
HRT, hindlimb retraction time.