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Vol. 291, Issue 3, 1317-1323, December 1999
CoCensys, Inc., Irvine, California
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Abstract |
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Novel neuroactive steroids were evaluated for their effects on operant
responding, rotorod motor performance, and electroencephalogram recording in rats. Co 134444, Co 177843, and Co 127501 were compared with the prototypical
-aminobutyric acidA-positive
allosteric modulators triazolam, zolpidem, pentobarbital, pregnanolone,
and CCD 3693. Each of the compounds produced a dose-related decrease in
response rates under a variable-interval 2-min schedule of positive
reinforcement in an operant paradigm. In addition, all compounds
produced a dose-related increase in ataxia and significant increases in
nonrapid eye movement sleep in this experiment or have been previously
reported to do so. Co 134444, Co 177843, and Co 127501 increased
nonrapid eye movement sleep at doses that had no effect on rapid eye
movement sleep. All of the compounds were more potent at decreasing
operant responding than they were at increasing ataxia. Furthermore,
the potency of compounds to produce response-rate suppression in an
operant paradigm appeared to be a better predictor of soporific potency
than did potency in the rotorod assay. The screening for
sedative-hypnotic activity resulted in the identification of the novel
orally active neuroactive steroids Co 134444, Co 177843, and Co 127501.
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Introduction |
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Insomnia
is often inadequately treated even though it affects approximately 36%
of the population (Mendelson and Jain, 1995
). The indirect cost of
insomnia to society is great, with effects such as reduced workplace
productivity, increased industrial accidents and increased motor
vehicle accidents (Walsh and Engelhardt, 1994
). Thus, the effort to
discover novel and effective treatments for sleeping disorders
continues. The desired profile of novel sedative-hypnotic therapeutics
includes an increase in nonrapid eye movement (NREM) sleep without a
decrease in rapid eye movement (REM) sleep and without rebound insomnia
(Mendelson and Jain, 1995
; Parrino and Terzano, 1996
).
Electroencephalogram (EEG) recording of increased NREM sleep in animals
remains the most meaningful preclinical predictor of a compound's
soporific efficacy in humans. Studies involving EEG recording, however,
are costly and time consuming. It is common practice, therefore, to use
a preliminary screen to narrow the number of compounds for further
evaluation on EEG parameters. The rotorod procedure is one such screen
and has the advantage of being a relatively rapid evaluation of ataxia,
a behavioral effect caused by sedative-hypnotic drugs. Motor
incoordination is not a therapeutic target, however, but rather an
adverse side effect (Mendelson and Jain, 1995
). In fact, the clinically
active sedative-hypnotics triazolam and zolpidem, as well as the novel sedative-hypnotic neuroactive steroid CCD 3693, more potently increase
NREM sleep than they cause motor impairment in a rotorod procedure in
rats (Edgar et al., 1997
). This potency discrepancy may interfere with
the discovery of a compound that has a desirable wide separation
between soporific activity and ataxia, in that a compound that is not
potent in the rotorod screen may never be tested further for effects on
EEG. Thus, a preliminary screen that could predict not only efficacy
but also potency would be useful in the discovery process of novel
sedative-hypnotics.
It has been reported previously that benzodiazepine receptor agonists
more potently suppressed response rates in an operant task in rats than
caused ataxia in a rotorod task in mice (Bayley et al., 1996
). Although
direct dose comparisons are difficult across species, the study by
Bayley and colleagues suggests that sedative-hypnotic compounds may be
more potent in an operant task than in a rotorod task, possibly making
response-rate suppression in an operant task more predictive of actual
soporific potency. Operant paradigms are extremely sensitive to
pharmacologic manipulations and have been used to assess potency
relationships of compounds and to differentiate among compounds of
similar class (Leander, 1975
; Sanger and Benavides, 1993
; Burke et al.,
1994
). In addition, operant paradigms have proved useful in the
prediction of clinical efficacy for various psychiatric disorders
(Fibiger and Phillips, 1985
; Seiden and O'Donnell, 1985
; Barrett and
Vanover, 1993
). Operant behavior requires an initial investment in time
to train the animals. However, more frequent testing and the lack of
surgery required renders operant behavior more cost and time effective as a screen than relying solely on EEG.
The purpose of our study was first to evaluate the response-rate
suppression induced by various sedative-hypnotic agents in a
lever-pressing operant task in rats. Second, a comparison of potencies
of these compounds across preclinical assays in rats, specifically the
operant lever-pressing task, rotorod, and EEG, was conducted. Compounds
included a benzodiazepine (triazolam), an imidazopyridine (zolpidem), a
barbiturate (pentobarbital), and the neuroactive steroids
pregnanolone and CCD 3693 (Fig. 1). In
addition, three novel neuroactive steroids, Co 134444, Co 177843, and
Co 127501, were identified as potential sedative-hypnotic drugs (Fig.
1).
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Materials and Methods |
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All experiments were carried out in accordance with the Guide
for the Care and Use of Laboratory Animals (1996)
.
Operant
Animals and Apparatus. Naive male rats (Sprague-Dawley; Harlan Sprague-Dawley, Inc., San Diego, CA) weighing approximately 280 g were housed individually in polycarbonate cages containing sterilized bedding material (Sani-Chips; P.J. Murray, Montville, NJ) in a room maintained at 23.0°C (±2.5°C) and on a 12-h light/dark cycle (lights on 5:30 AM). Food (Harlan Teklad, Madison, WI) was restricted to postsession supplements (approximately 10 g/day) sufficient to maintain stable body weights (±5%) and behavioral performance. Sessions were conducted generally 5 days/week and rats were fed 10 to 15 g food/day on days with no session (i.e., weekends and holidays). Water was freely available in the home cage.
For experimental sessions, rats were placed in sound-attenuating chambers (30 × 24 × 33 cm; Coulbourn Instruments, Lehigh Valley, PA) equipped with two response levers with associated stimulus lights. For this experiment, only the right lever was active. A magazine for the sucrose dipper and its associated light were located between the two levers. Med-Associates (East Fairfield, VT) computer software and interface controlled stimulus events and recorded lever presses.Procedure.
Rats (n = 22) were trained to
press a lever for a 4-s period of access to a sucrose solution
reinforcer (110 g sucrose/l water). This concentration of sucrose has
been demonstrated to maintain operant performance (Vanover and Barrett,
1994
; Vanover, 1997
). Experimental sessions lasted 20 min. Lever
pressing was first trained by method of successive approximation.
Training then continued under a fixed-ratio 1 schedule of reinforcement
in which every lever press was reinforced. When responding was stable,
the schedule of reinforcement was changed to a variable-interval (VI)
7-s schedule in which the first lever press after 7 s, on average
(range 1-14 s), was reinforced. The interval was increased gradually
over sessions with a final VI 2-min schedule of reinforcement in which the first lever press after 2 min, on average (possible intervals of 0, 10, 30, 60, 120, 180, 210, 230, and 240 min), was reinforced. Drugs
were tested with a subgroup of 10 to 19 rats.
Data Analysis. Response rates (responses per min) were calculated for every session separately for each rat. For test sessions, response rates were calculated as percentage of control, with control defined as the mean of the three previous nontest sessions. Suppression of responding was defined as a decrease to 75% or less of the individual's control rate of responding. The dose at which the responding of half the rats tested was suppressed was designated as the suppressive dose (SD50). Calculations were based on the method of Litchfield and Wilcoxon with PHARM/PCS version 4.2 software (Springer-Verlag, NY). In addition, the 95% confidence intervals (CIs) were calculated around each SD50.
Rotorod
Animals and Apparatus. Naive male rats (Sprague-Dawley) weighing 200 to 225 g were housed (two per cage) in polycarbonate cages containing sterilized bedding material (Sani-Chips; P.J. Murray) in a room maintained at 23.0°C (± 2.5°C) and on a 12-h light/dark cycle (lights on 5:30 AM). Food and water were freely available in the home cage.
The rotorod test used a custom-built apparatus that consisted of an elevated drum (7.62 cm diameter) of textured surface that rotated at a constant speed (8 rpm). The height of the drum from the floor of the test apparatus was approximately 30 cm.Procedure. Before administration of test substance, rats were trained to walk continuously on the drum for a period of 90 s. During testing, rats were given three opportunities to remain on the apparatus continuously for 1 min. Remaining on the apparatus was scored as a pass. Results were treated quantally.
Data Analysis. Each dose-response function (n = 8-26/dose) was based on separate experiments (n = 8-10/dose) conducted on different days and the results summed. A dose that caused behavioral toxicity in half the animals (toxic dose; TD50) was calculated based on each dose-response function by the method of Litchfield and Wilcoxon with PHARM/PCS version 4.2 software (Springer-Verlag). In addition, the 95% CIs were calculated around each TD50.
EEG
Animals and Apparatus.
Adult male Wistar rats (Charles River
Laboratories, Wilmington, MA) weighing 275 to 350 g at time of
surgery were used as subjects. Rats were anesthetized (nembutal, 60 mg/kg) and surgically prepared with a cranial implant that permitted
chronic recording of EEG. The cranial implant consisted of stainless
steel screws [two frontal (+3.9 anterior/posterior from bregma, ±2.0
medial/lateral) and two occipital (
6.4 anterior/posterior,
±5.5 medial/lateral)]. All leads were soldered to a miniature
connector before surgery and chemically sterilized in Glutarex (3M Co.,
Minneapolis, MN). The implant assembly was affixed to the skull with
dental acrylic. A minimum of 3 weeks was allowed for recovery.
Procedure.
Sleep and wakefulness were determined with SCORE,
a microcomputer-based sleep-wake and physiological monitoring system. A description and validation for this system for rodents have been previously described (Edgar et al., 1991
; Van Gelder et al., 1991
). Briefly, the system monitors amplified EEG (band pass 1-30 Hz; digitization rate 100 Hz), among other variables, from 48 rodents simultaneously. Arousal states were classified on-line as NREM sleep,
REM sleep, wake, or
-dominated wake every 10 s with EEG feature
extraction and pattern-matching algorithms. Quality of data was ensured
by frequent on-line inspection of the signal; also, a graphical and
statistical summary of the 3 days before and after each animal's
injection was inspected to determine stability of the scoring. A
printout of this 6-day period was inspected for each individual
treatment to examine data quality. An integrated relational database
was updated with yes/no decisions for data quality of each individual
treatment, and this database controlled all subsequent use of these
data. Data quality was further ensured by examining the raw EEG file
(covering the first 4 h posttreatment) for every individual
treatment. All treatments were administered to parallel groups under
dim red illumination 6 h after lights-out. This time point is
usually designated CT-18 (CT, circadian time; CT-0 = lights on).
Data Analysis. NREM and REM sleep were expressed as percentage of time asleep per hour. The sleep scores were derived from automated scoring, described above. By inspection of the data, it was evident that, for all treatments, primary hypnotic effects (e.g., increased NREM sleep) occurred within the first 4 h. Therefore, for each rat, the average hourly response across the first 4 h posttreatment was subtracted from the corresponding average of the 4-h pretreatment baseline period taken 24 h earlier. This change-from-baseline score was then compared against the appropriate vehicle control with ANOVA. In the presence of a significant main effect, Dunnett's contrasts were conducted between an active treatment group and control. P values < .05 were considered significant. The lowest dose that was statistically significant was considered the minimum significant dose (MSD).
Drugs
Co 134444 was prepared in two steps from
3
-hydroxy-3
-methoxymethyl-5
-pregnan-20-one (Co 145010;
Hogenkamp et al., 1997
). Bromination (bromine, catalytic
aqueous. HBr in MeOH) of Co 145010 at C-21, followed by reaction
with excess imidazole gave Co 134444 in 50% overall yield. Co 134444 was dissolved in a solution of 0.02 M HCl. A vehicle of 50:50 (w/v)
hydroxypropyl-
-cyclodextrin/0.9% saline (50% HP
CD) was used to
dissolve pregnanolone, synthesized by AKZO-Diosynth (Oss, the
Netherlands), CCD 3693, Co 177843, and Co 127501, all synthesized by
CoCensys, Inc. (Irvine, CA). Co 177843 was prepared from Co 145010 in
three steps. Bromination as described for the preparation of Co 134444 gave the 21-bromide, which was treated with 6-hydroxyquinoline and
subsequently oxidized to the N-oxide with
3-chloroperoxybenzoic acid. Co 127501 was prepared in eight steps from
3
-hydroxypregn-5-en-20-one in overall 24% yield. Pentobarbital
sodium, dissolved in 0.9% saline, was obtained from Sigma Chemical Co.
(St. Louis, MO). Triazolam, suspended in 0.25% methylcellulose, was
obtained from Upjohn (Kalamazoo, MI). Zolpidem, dissolved in 50%
HP
CD, was purchased from Research Biochemicals International
(Natick, MA). Pregnanolone, triazolam, and pentobarbital were
administered i.p. in a volume of 1.0 ml/kg. CCD 3693, Co 134444, Co
177843, and Co 127501 were administered p.o. in a volume of 5.0 ml/kg.
Zolpidem was administered both i.p. and p.o. Doses were calculated
based on salt forms of the test compounds, where applicable. For
operant experiments, triazolam was administered 10 min before the
session, whereas pregnanolone, zolpidem (i.p.), and pentobarbital were
administered with a pretreatment time of 30 min. Zolpidem (p.o.), CCD
3693, Co 134444, Co 177843, and Co 127501 were administered 15 min
before the session. For rotorod experiments, all compounds were
administered at time of peak effect: triazolam, 10 min; pentobarbital,
15 min; Co 127501, 60 min; Co 134444, 30 min; Co 177843, 60 min; and
zolpidem, 30 min. For EEG experiments, all compounds were administered
at CT-18.
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Results |
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Operant. Under a VI 2-min schedule of reinforcement, baseline responding across animals ranged from 2 to 23 responses/min, but response rates within subjects were less variable. Rats responded at an average of 95% (± 3% S.E.) of baseline after vehicle injections. All compounds tested caused a suppression of operant responding in that they decreased response rate below the criterion of 75% of baseline. Table 1 shows the calculated dose at which half the animals met the criterion for suppression (SD50) and the 95% CIs for each compound tested. Of all the compounds evaluated after i.p. administration (Fig. 2), triazolam (0.03-1.0 mg/kg, 10 min; n = 12) was the most potent and exhibited an SD50 of 0.2 mg/kg (0.1-0.4 mg/kg, 95% CI). Zolpidem (0.1-1.0 mg/kg, 30 min; n = 13) and pregnanolone (0.1-10.0 mg/kg, 30 min; n = 13) were also potent suppressants of operant responding, resulting in SD50s of 0.7 mg/kg (0.3-1.6 mg/kg) and 0.6 mg/kg (0.2-1.8 mg/kg), respectively. Pentobarbital (3.0-17.0 mg/kg, 30 min; n = 15), on the other hand, was less potent than the other GABAA-positive modulators, with an SD50 of 6.8 mg/kg (4.9-9.5 mg/kg).
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Rotorod.
A subset of the compounds were evaluated for ataxia
with the rotorod assay (Fig. 4). The
lowest dose of each compound tested had little effect in the rotorod
assay. Increasing the dose of each compound caused an increase in the
number of rats failing, or falling off the rotorod. Table 1 shows the
calculated TD50 and the 95% CIs of each compound.
Triazolam administration (0.1-3.0 mg/kg i.p., 10 min) resulted in a
TD50 of 0.5 mg/kg (0.3-0.8 mg/kg). Pentobarbital
(10.0-40.0 mg/kg i.p., 15 min) exhibited a TD50 of 16.6 mg/kg (13.3-20.6 mg/kg). Co 127501 (10.0-60.0 mg/kg p.o., 60 min) and
Co 134444 (10.0-60.0 mg/kg p.o., 30 min) resulted in TD50s
of 30.4 mg/kg (20.4-45.3 mg/kg) and 28.3 mg/kg (21.1-37.8 mg/kg),
respectively. Similarly, Co 177843 (10.0-60.0 mg/kg p.o., 60 min)
exhibited a TD50 of 29.1 mg/kg (23.1-36.6 mg/kg). Zolpidem (10.0-60.0 mg/kg p.o., 30 min) exhibited a TD50 of 22.9 mg/kg (16.0-32.8 mg/kg).
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EEG. The effects of all the test drugs on NREM and REM sleep are summarized in Table 2. Pentobarbital (10.0 and 30.0 mg/kg i.p.) significantly increased NREM sleep (F2,38 = 65.13, p < .0001) and decreased REM sleep (F2,38 = 9.04, p < .001). Post hoc analyses revealed that only the 30.0-mg/kg dose of pentobarbital caused an increase in NREM sleep, whereas both 10.0 and 30.0 mg/kg caused a decrease in REM. Zolpidem (5.0 and 10.0 mg/kg p.o.; F2,42 = 8.26, p < .001) and the neuroactive steroids Co 134444 (8.0-18.0 mg/kg p.o.; F3,37 = 9.48, p < .0001), Co 177843 (3.0-10.0 mg/kg p.o.; F3,35 = 20.22, p < .0001), and Co 127501 (3.0-10.0 mg/kg p.o.; F3,42 = 22.09, p < .0001) also significantly increased NREM sleep. Post hoc analyses indicated that 12.0 and 18.0 mg/kg Co 134444, but not 8.0 mg/kg, were statistically different from vehicle. Similarly, the two higher doses tested (6.0 and 10.0 mg/kg) for Co 177843 and Co 127501 increased NREM sleep, whereas the lowest dose tested of each (3.0 mg/kg) had no effect. Of the two doses tested of zolpidem, 10.0 mg/kg statistically increased NREM sleep, but the effect at 5.0 mg/kg was not statistically significant.
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Discussion |
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The GABAA-positive allosteric modulators
tested in this study produced dose-related decreases in response rates
under a VI 2-min schedule of positive reinforcement, dose-related
increases in ataxia, and significant increases in NREM sleep in rats.
Our results are consistent with and compared with previous results reported by Edgar and colleagues (1997
; Table 1). Also consistent with
a previous report (Bayley et al., 1996
), all of the compounds tested
more potently suppressed response rates in an operant task than caused
ataxia in a rotorod assay. Furthermore, the rotorod assay was less
sensitive to pharmacological manipulation than the EEG assay. In this
study, the potency in the operant assay appeared to be a better
predictor of soporific potency than rotorod in that all of the
compounds were more potent in operant and EEG assays than they were in
the rotorod assay. Thus, operant behavior may be a useful screen to
narrow the number of compounds needed to be evaluated in the EEG assay.
The neuroactive steroids CCD 3693, Co 134444, Co 177843, and Co 127501 were administered orally and robustly suppressed operant responding 15 min after administration. These results are consistent with good oral bioavailability and rapid onset of pharmacological effects, two desirable qualities of a sedative-hypnotic therapeutics. These effects were similar to those observed with the clinically active sedative-hypnotic zolpidem, which also showed a rapid onset orally and suppression of operant responding. Furthermore, our experiment demonstrated that Co 134444, Co 177843, and Co 127501, as well as zolpidem, increase NREM sleep at doses that have no effect on REM sleep. In contrast, pentobarbital disrupted REM sleep at a lower dose than it increased NREM sleep. These results suggest that neuroactive steroids, like zolpidem, may increase duration of sleep without altering its natural architecture and exhibit clinical advantages over barbiturates and other hypnotics that show profound effects on REM sleep.
All of the compounds except pentobarbital showed some separation
between hypnotic and ataxic effects in that they were more potent in
the EEG assay than in the rotorod assay. Pentobarbital exhibited the
reverse profile, with a greater potency in the rotorod assay. Note,
however, that if a dose between 10.0 and 30.0 mg/kg pentobarbital had
been tested, the TD50 and MSD may have been more
closely matched. Of all the compounds for which a definitive MSD was
determined, Co 127501 and Co 177843 exhibited the largest separation,
with an approximate fivefold difference between the two activities. The
wide separation between soporific efficacy and motor ataxia with Co
127501 and Co 177843 suggests that these compounds may have clinical
advantages over other sedative-hypnotic drugs. A compound with greater
separation between hypnotic and ataxic effects in animals may produce
less motor impairment at therapeutic doses in humans and thus aid in
avoiding falls and other associated health problems. In fact, motor
impairment associated with benzodiazepine and zolpidem use has been
associated with increased frequency of falls (Mendelson and Jain, 1995
;
Mendelson, 1996
; Neutel et al., 1996
; Ebly et al., 1997
). This finding
is consistent with a narrower difference between rotorod
TD50s and EEG MSDs for triazolam (i.p.) and
zolpidem (p.o.), although the MSDs are estimated based on only the
doses tested, thus making definitive comparisons difficult.
Note that any drug with behavioral effects may, at some dose, disrupt operant responding, including psychomotor stimulants and other drugs without sedative-hypnotic effects. For example, psychomotor stimulants engender stereotypic behaviors, such as sniffing and grooming, at high doses that interfere with lever-pressing behavior. Suppression of operant responding in isolation is therefore not predictive of soporific efficacy. Given that suppression of operant responding was predictive of soporific potency among several positive allosteric modulators of GABAA receptors, however, it may be a useful tool for sedative-hypnotic drug discovery when considered in the context of other information regarding efficacy, such as other behavioral indicators and pharmacological class. Indeed, rotorod may remain an important predictor of sedative/ataxic efficacy.
In summary, the current strategy of using operant screening to predict
soporific potency in rats resulted in the identification of three novel
sedative-hypnotic compounds with good oral bioavailability and a rapid
onset of effect. Co 134444 increases NREM sleep at doses that produce
no effect on REM sleep and exhibits a behavioral profile similar to
that of the recently characterized neuroactive steroid CCD 3693 (Edgar
et al., 1997
). Co 134444 has the additional advantage of being soluble
in aqueous media. Moreover, Co 127501 and Co 177843 increase NREM sleep
at doses that produce no effect on REM sleep and exhibit a novel
profile with a wide separation between soporific activity and ataxia.
Such a separation may indicate a potential clinical advantage over
currently available hypnotic therapeutics. The current screening
strategy of operant, rotorod, and EEG assays appears to be a useful
means of identifying novel sedative-hypnotic drugs with the potential
of an improved side-effect profile.
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Acknowledgments |
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We thank M. Huber, S. Robledo, and M. Suruki for excellent technical assistance and Dr. H. Xia for original synthesis of Co 134444.
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Footnotes |
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Accepted for publication August 31, 1999.
Received for publication July 13, 1999.
1 Current address: Sleep Research Center, Department of Psychiatry and Behavioral Sciences, Stanford University School of Medicine, Palo Alto, CA 94304.
2 Current address: Dept. of Pharmacology, College of Medicine, University of California, Irvine, CA 92697-4625.
Send reprint requests to: Kimberly E. Vanover, Ph.D., CoCensys, Inc., 213 Technology Dr., Irvine, CA 92618. E-mail: kvanover{at}cocensys.com
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Abbreviations |
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NREM, nonrapid eye movement;
REM, rapid eye
movement;
CT, circadian time;
EEG, electroencephalogram;
GABA,
-aminobutyric acid;
MSD, minimum significant dose;
SD50, suppressive dose;
TD50, toxic dose;
VI, variable
interval.
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L. R. McMahon and C. P. France Daily Treatment with Diazepam Differentially Modifies Sensitivity to the Effects of gamma -Aminobutyric AcidA Modulators on Schedule-Controlled Responding in Rhesus Monkeys J. Pharmacol. Exp. Ther., March 1, 2002; 300(3): 1017 - 1025. [Abstract] [Full Text] [PDF] |
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