Sleep Disorders and Research Center, Department of Psychiatry and
Behavioral Sciences, Stanford University School of Medicine,
Stanford, California
 |
Introduction |
"Sleep
homeostasis" refers to the increased drive to sleep after periods of
extended wakefulness. In rats and humans, this sleep drive is
manifested by increased sleep bout length, time spent in NREM, EEG
delta power during NREM sleep, as well as decreased latency to sleep
onset (for reviews, see Bonnett, 1994
; Borbely, 1994
). Sleep drive
increases proportionally as a function of prior wakefulness and
dissipates exponentially with subsequent sleep (Borbely and Neuhaus,
1979
; Dijk et al., 1987
, 1990
; Tobler and Borbely, 1986
). At
present, the central mechanisms responsible for mediating compensatory
sleep are poorly understood. Natural waking, which is actively
facilitated by the circadian timekeeping system (Edgar et
al., 1993
), opposes homeostatic sleep drive at particular times of
day (Dijk and Czeisler, 1994
, 1995
; Edgar et al., 1993
;
Edgar, 1994
), and depends on the activity of ascending monoaminergic
projections (Jones et al., 1973
; Steriade and Hobson, 1976
).
Robust compensatory sleep responses are produced after wakefulness
induced by psychomotor stimulants such as amphetamine, methamphetamine
and methylphenidate (Caldwell and Caldwell, 1997
; Edgar and Seidel,
1997
; Leith and Barrett, 1976
; Touret et al., 1995
); such
compounds dose-dependently increase dopaminergic, noradrenergic and
serotonergic neurotransmission (Cho, 1993
; Kuczenski, 1983
; Kuczenski
and Segal, 1997
), but their wake-promoting effects are thought to be
mediated primarily by postsynaptic dopamine receptor stimulation
(Nishino and Mignot, 1997
).
More selective modulation of a specific monoaminergic transmitter
system can be achieved by administration of selective autoreceptor antagonists (Chesselet, 1984
; Langer, 1981
). For example, the DAAs
(+)AJ76 and (+)UH232 enhance dopamine neurotransmission, primarily by
blocking presynaptic D2 and/or D3 dopamine synthesis and/or
release-modulating receptors (Gainetdinov et al., 1994
; Gifford and Johnson, 1993
; Rayevsky et al., 1995
; Waters
et al., 1993
). The more recently developed DAA (
)DS121 is
more active at release-controlling dopamine autoreceptors than (+)AJ76
and (+)UH232 (Sonesson et al., 1993
, 1994
). To date, only
one study has examined the wake-promoting effects of DAAs. Svensson
et al. (1987)
found that both (+)AJ76 and (+)UH232 produce
dose-dependent increases in waking. However, it is not known whether
the waking induced by DAAs elicits compensatory sleep responses
analogous to those seen after psychostimulants (Edgar and Seidel, 1997
) or sleep deprivation (Tobler and Borbely, 1986
). In the present study
we examined the acute effects of (
)DS121 on sleep/wake, locomotor
activity and body temperature parameters and subsequent compensatory
sleep responses in the rat.
 |
Methods |
Animal surgery.
Adult male Wistar rats (300-500 g at time
of surgery, Charles River Laboratories, Wilmington, MA) were
anesthetized with Nembutal (60 mg/kg i.p.) and surgically prepared with
a cranial implant that permitted chronic EEG and EMG recording (Edgar
et al., 1991
). The cranial implant consisted of four
stainless steel screws for EEG recording (two frontal at + 3.9 mm AP
and ± 2.0 mm ML from bregma, two occipital at
6.4 mm AP
and ± 5.5 ML from bregma). EMG was monitored by two Teflon-coated
stainless steel wires positioned under the nuchal trapezoid muscles.
All leads were soldered to a miniature connector before surgery and gas
sterilized. The implant assembly was affixed to the skull with a
combination of cyanoacrylate and dental acrylic. Body temperature and
LMA were monitored via miniature transmitters (Minimitter,
Sunriver, OR) surgically placed in the abdomen. A minimum of 3 weeks
was allowed for postsurgical recovery.
Recording environment.
Rats were housed individually within
specially modified Nalgene microisolator cages equipped with a
commutator and filter-top riser, as described previously (Seidel
et al., 1995
). Each cage was located within separate
ventilated compartments of a stainless steel cabinet. Animals had
ad libitum access to food and water, and were kept in a 24-h
(LD 12:12) light-dark cycle throughout the study using 4-watt
fluorescent bulbs 5 cm from the cage (32-35 lux inside the cage).
Animals were undisturbed for 3 days before and after drug treatment.
Automated monitoring.
Sleep/wake parameters were monitored
using "SCORE", a microcomputer-based sleep/wake and physiological
data collection system. Details regarding the design and performance of
this system are described elsewhere (Edgar et al., 1991
; van
Gelder et al., 1991
). EEG was amplified 10,000 times (EEG
bandpass, 1-30 Hz,
6 dB per octave) and digitized at 100 Hz. EMG was
amplified similarly (bandpass, 10-100 Hz) and integrated (root mean
square, 0-5 V output; Barrows RDI-8, Palo Alto, CA). Tb and
nonspecific LMA were monitored by telemetry. Drinking activity was
detected when animals contacted the watering spout. All variables were
monitored continuously and simultaneously. Arousal states were
classified on-line as NREM sleep, REM sleep or theta-dominated wake
every 10 sec with use of EEG feature extraction and pattern-matching
algorithms. The classification algorithm used individually taught EEG
arousal-state templates plus EMG criteria to differentiate REM sleep
from theta-dominated wakefulness, plus behavior-dependent contextual
rules (e.g., if the animal was drinking, it was awake).
Drinking and LMA were recorded as discrete events every 10 sec; Tb was
recorded every 60 sec. LMA and Tb were detected by a telemetry receiver
(Data Sciences, St. Paul, MN) located beneath the cage. Telemetry
measures (LMA and Tb) were not part of the sleep-wake scoring
algorithm; thus sleep-scoring and telemetry were independent measures.
Data quality was assured by frequent on-line inspection of the signals.
Graphical and statistical summaries of the 3 days before and after drug
treatment were inspected to verify scoring stability. Also, sleep-wake
scoring was scrutinized carefully for artifact by off-line visual
examination of raw EEG waveforms and the distribution of integrated EMG
values.
Drug administration and study design.
(
)DS121 (courtesy of
The Upjohn Company, Kalamazoo, MI) was dissolved in sterile 0.25%
methylcellulose and injected i.p. in a volume of 1 ml/kg at CT-05 (5 h
after lights-on). Doses given were 0.5, 1, 5 and 10 mg/kg or vehicle
control. Separate groups of animals received 5 mg/kg (
)DS121 or
vehicle at CT-18 (6 h after lights-off), or were subjected to sleep
deprivation (see below). In all cases animals were assigned randomly to
parallel treatment groups. Sample sizes (n) were between 8 and 14 per active treatment group, and n = 20 for
vehicle control groups.
Sleep deprivation.
To determine whether drug-induced
wakefulness produces compensatory sleep responses analogous to sleep
deprivation, a separate group of rats was maintained awake for 4 h
starting at CT-5 (n = 10). Sleep deprivation was
achieved by introducing novel stimuli such as toys, paper and other
objects into the cage, or if necessary, making gentle contact with the
animal. Stimuli were only applied when animals attempted to sleep, as
defined by visual observation and confirmed by real-time computer
scoring. Four hours of sleep deprivation was found empirically to
produce the same net amount of waking as 10 mg/kg (
)DS121. Animals
were undisturbed for 30 h before and after sleep deprivation.
Data analysis and statistics.
The principle variables
recorded were percent per hour of NREM, REM, total sleep time (defined
as minutes per hour of NREM + REM) and WAKE, ASBL and MSBL (in
minutes), AWBL and MWBL (in minutes), counts per hour of LMA, LMAI
(defined as LMA counts per min of wakefulness; see Edgar et
al., 1997
; Edgar and Seidel, 1997
), counts per hour of DRINK and
average Tb deviation from the 24 h baseline mean. Sleep and wake
bout length, LMA, DRINK and Tb parameters were averaged across
post-treatment hours 1 to 4 (designated treatment effect) and hours 5 to 10 (designated recovery) for each treatment group, as well as for
the corresponding values during the 24-h pretreatment period
(designated baseline) (see tables 1 and 2). Differences between
post-treatment drug group and vehicle were compared by one-way ANOVA.
In the presence of a significant main effect, Dunnett's contrasts (
= 0.05) assessed differences between the active treatment group and
vehicle controls.
Because the duration of drug effects on NREM, REM, total sleep time and
WAKE parameters varied with the dose of (
)DS121, it was important to
block these data in specific time intervals so that compensatory sleep
effects would not statistically cancel the primary waking effect of the
drug. Two alternative approaches to this problem were used. One
approach ("variable-interval" analysis) computed the duration of
drug-induced waking (continuous number of hours in which drug-induced
wakefulness exceeded base-line 24 h earlier) for each dose in
individual animals. The waking effect was then averaged for each dose
group (mean ± S.E.M.). A second approach ("sleep deficit"
analysis) calculated group mean waking levels (relative to baseline) on
an hourly basis. The number of hours in which the average
waking level (immediately post-treatment) exceeded corresponding
baseline values 24 h earlier defined the duration of the
drug-induced waking effect.
Accumulated minutes of NREM, REM and WAKE were computed and plotted in
hourly bins for 30 h post-treatment (see Edgar et al., 1997
; Edgar and Seidel, 1997
). These variables were calculated by
serially adding the minutes of a given arousal state each hour post-treatment minus that during the corresponding baseline recorded 24 h earlier. NREM and REM sleep loss therefore was expressed as a
negative accumulation value and appeared as a negative slope in the
accumulation plots (see fig. 5); a positive slope in the plot indicates
recovery sleep. Likewise, an increase in WAKE was expressed as a
positive accumulation value and appeared as a positive slope on the
accumulation plots, with a negative slope indicating recovery sleep.
This analysis provided a quantitative graphical representation of the
magnitude and time course of compensatory sleep responses. Maximum
accumulated wake surplus and NREM and REM deficit induced by (
)DS121,
and the steady-state level after compensatory sleep 24 h
post-treatment, were compared between groups using one-way ANOVA. In
the presence of a significant main effect, Dunnett's contrasts
compared each active treatment group to vehicle controls.
 |
Results |
Acute effects on sleep/wake and physiological parameters.
All
analyses were performed relative to base line and contrasted with
vehicle controls. Figures 1 and
2 show the normal circadian oscillations
in NREM, REM, LMA and Tb and the effects of a 5 mg/kg dose of (
)DS121
at CT-5 or CT-18, respectively, on these parameters. (
)DS121 (5 mg/kg) induced a decrease in NREM and REM sleep as well as an increase
in LMA and Tb immediately after administration at CT-5. With the
exception of REM sleep, which exhibited delayed compensatory sleep
responses (see below), these parameters returned to normal circadian
patterns by 12 h post-treatment. CT-18 administration of the same
dose produced a decrease in NREM sleep as well as an increase in Tb,
but the increase in LMA did not exceed vehicle control levels. Under
baseline conditions (e.g., 24 h before treatment at
CT-5), rats exhibited relatively high levels of NREM and REM sleep and
low levels of LMA and Tb, commensurate with nocturnal sleep/wake
behavior. Thus, treatment at CT-5 with 5 mg/kg (
)DS121 produced more
robust effects on these variables than during the animals' circadian
active phase at CT-18. Also, in contrast to CT-5, these variables
returned to normal circadian patterns by 6 h post-CT-18-treatment,
with delayed compensatory REM sleep responses again being an exception.

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Fig. 1.
NREM, REM, LMA and Tb circadian rhythms before and
after treatment at CT-5 with ( )DS121 (5 mg/kg i.p.) (solid line,
n = 10 or 11) or methylcellulose vehicle (dotted
line, n = 20). The injection at CT-5 is denoted by
the triangle on the x-axis. The four variables are
plotted as mean ± S.E.M. across a 2.5-day period, and light/dark
bars along the x-axis indicate lights on/off. Note that
during hours 1 to 4 post-treatment NREM and REM are decreased relative
to vehicle controls, and during hours 5 to 10 post-treatment these
variables are increased, which indicates compensatory sleep responses.
Conversely, both LMA and Tb are increased during hours 1 to 4 post-treatment followed by distinct periods of hypolocomotion and
decreased body temperature during hours 5 to 10 post-treatment relative
to vehicle controls.
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Fig. 2.
NREM, REM, LMA and Tb circadian rhythms before and
after treatment at CT-18 with ( )DS121 (5 mg/kg i.p.) (solid line,
n = 13 or 14) or methylcellulose vehicle (dotted
line, n = 20). The injection at CT-18 is denoted by
a triangle on the x-axis. Data are plotted as in figure
1. Note the lack of significant effects on LMA and Tb, and the delayed
compensatory REM sleep response beginning approximately 12 h after
treatment.
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|
Table 1 describes the sleep/wake
architecture (as reflected in sleep and wake bout lengths), LMA, LMAI,
DRINK and Tb parameters during: 1) 4 h baseline (obtained during
the corresponding 4-h time block 24 h before treatment), 2)
treatment effect (4 h post-treatment; CT-5 to CT-9) and 3) recovery
(5-10 h post-treatment; CT-9 to CT-14). These variables are also
reported for the CT-18 treatment group in table
2. When given at CT-5, both the 0.5 and 1 mg/kg doses of (
)DS121 were without effect on sleep/wake bout length, LMA, LMAI, DRINK and Tb parameters during the treatment effect period.
In a dose-related manner, (
)DS121 (5 and 10 mg/kg) given at CT-5
significantly reduced sleep bout length (ASBL and MSBL) while
increasing wake bout length (AWBL and MWBL), LMA, LMAI and Tb during
the treatment effect period (table 1). DRINK was increased during the
treatment effect period after treatment at the 5 mg/kg dose only. When
given at CT-18, 5 mg/kg (
)DS121 also significantly reduced sleep bout
length (ASBL and MSBL) while increasing wake bout length (AWBL and
MWBL) and Tb during the treatment effect period, but the increase in
LMA, LMAI and DRINK did not significantly exceed vehicle controls
(table 2).
Under baseline conditions at CT-5, wakefulness, NREM sleep and REM
sleep were not significantly different between treatment groups.
(
)DS121 at 1, 5 and 10 mg/kg significantly and dose-dependently increased wakefulness (132.4 ± 1.0, 169.2 ± 6.0 and
205.6 ± 4.8 min, respectively) relative to vehicle (100.8 ± 2.4 min; ANOVA F(4,62) = 77.27, P < .001) during the
4-h treatment effect period. It should be noted, however, that lower
doses (0.5 and 1 mg/kg) produced effects of shorter duration
(i.e., 1-2 h) that were underestimated when calculated
during this 4-h period. To assess the net wake-promoting effects of
(
)DS121 at each dose more accurately, cumulative wake, NREM and REM
sleep profiles were calculated (see below).
The rapid onset of action and dose-dependent efficacy of (
)DS121 is
illustrated in detailed pharmacodynamic plots shown in figure
3. At CT-5, 5 and 10 mg/kg (
)DS121
sustained almost 100% wake per unit time for 2 h post-treatment,
with waking levels decaying rapidly thereafter. A similar
pharmacodynamic profile was observed in rats treated with 5 mg/kg
(
)DS121 at CT-18. The increased wake continuity produced by (
)DS121
is illustrated further in a time series plot of MWBL shown in figure
4A. Before treatment at CT-5, a circadian
rhythm in MWBL is evidenced, with the longest bouts occurring during
the animals' activity phase (lights-off). After treatment with 10 mg/kg (
)DS121, MWBL increased approximately 200% relative to
vehicle. Five hours after treatment, MWBL returned to its usual
circadian pattern.

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Fig. 3.
Wake-promoting profile of ( )DS121 during the
initial 4-h post-treatment. Data are plotted as mean ± S.E.M.
(upper panel) Treatment of animals at CT-5 with 5 mg/kg (open circles,
n = 11) or 10 mg/kg (solid triangles,
n = 13) ( ) DS121 or vehicle (solid circles,
n = 20). (lower panel) Treatment at CT-18 with 5 mg/kg ( )DS121 (open circles, n = 13) or
methylcellulose vehicle (solid circles, n = 20).
Note decline to vehicle waking levels by 3 to 4 h post-treatment.
Hour 0 indicates the 1-h period immediately preceding treatment.
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Fig. 4.
Maximum wake (A) and sleep (B) bout length per hour
after treatment at CT-5 with 10 mg/kg ( ) DS121 (solid line,
n = 13) or methylcellulose vehicle (dotted line,
n = 20). Injection at CT-5 is represented by a
black triangle on the x-axis. Data are plotted as in
figure 1.
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Compensatory sleep and physiological responses to drug-induced
waking.
Wakefulness induced by (
)DS121 resulted in immediate
compensatory sleep responses that were proportional to the duration of
drug-induced wakefulness. In figure 1, this immediate compensatory sleep response was evidenced as a robust increase in NREM sleep that
exceeded normal circadian levels during the 5- to 10-h
post-CT-5-treatment interval. Compensatory sleep also was evidenced by
a marked increase in REM sleep relative to vehicle-treated animals in
the 8- to 12-h interval after treatment at CT-5 (fig. 1) and the 12- to 18-h interval after treatment at CT-18 (fig. 2).
Compensatory sleep responses to (
)DS121 treatments at CT-5 were
evidenced further by dose-dependent increases in ASBL and MSBL during
the 5- to 10-h post-treatment period (table 1 and fig. 4B), and were
reflected indirectly in concomitant decreases in LMA, MWBL and Tb
(table 1). At lower doses (i.e.,
1 mg/kg), small but
significant increases in wakefulness did not elicit significant
compensatory responses in ASBL or MSBL (table 1). The independence of
sleep bouts and wake bouts is illustrated by the finding that whereas
compensatory increases in ASBL and MSBL were observed during the
recovery period after 5 mg/kg (
)DS121 treatment at CT-18, AWBL and
MWBL remained slightly (but significantly) longer during this interval
(table 2). A small decrease in Tb also was observed during this
recovery period (table 2).
Cumulative changes in NREM, REM and WAKE.
Dose-dependent
comparison of long-term compensatory sleep responses after drug-induced
wakefulness is complicated by the fact that both the magnitude
(i.e., minutes per hour of waking) and the duration of drug
action (i.e., total time the drug increases waking) can vary
independently with dose. The pharmacodynamic profile of drug-induced
waking and the course of subsequent recovery sleep can be quantified
precisely for each treatment, however, by plotting a running sum of the
difference from the corresponding hour during baseline 24 h
earlier for each hour post-treatment ("sleep deficit" analysis)
(Edgar et al., 1997
; Edgar and Seidel, 1997
). Figure
5 shows the group mean arousal state
accumulation profiles for NREM, REM and WAKE after 5 and 10 mg/kg
(
)DS121 and methylcellulose vehicle administered at CT-5. Arousal
state accumulation profiles for vehicle and 5 mg/kg treatment at CT-18 are shown in figure 6. The greatest
amount of drug-induced sleep loss (e.g., negative-most value
for cumulated NREM or REM) or accumulated wake, the time to reach such
"peak" values (computed from the group mean profiles in fig. 5),
and cumulative measures of each arousal state 24-h post-treatment, are
shown in table 3. When given at CT-5,
(
)DS121 rapidly reduced NREM and REM sleep (evidenced by the negative
slopes for NREM and REM during the first 4 h in fig. 5), but the
time course of these effects differed as a function of the variable
measured and as a function of drug dose. For example, 6 and 7 h
after treatment with 5 and 10 mg/kg of (
)DS121, the maximum deficit
was reached after 3 and 4 h for NREM but after 6 and 7 h for
REM, respectively. After treatment with either higher dose, there was
an intense NREM compensatory sleep response (positive slope in the NREM
accumulation plots) that preceded compensatory REM sleep (see also fig.
1 for comparison). Recovery of 50% of REM sleep lost to drug-induced
waking was observed 6 to 7 h after recovery of 50% of NREM sleep
lost (see fig. 5). Waking induced by vehicle treatment also showed NREM
recovery preceding REM recovery, although the absolute magnitude of
this effect is small. By 24 h post-treatment, animals had
recovered approximately 100% of NREM and 65% of REM suppressed by 5 mg/kg of (
)DS121 at CT-5. In contrast, animals recovered only 65% of both NREM and REM 24 h after 10 mg/kg at CT-5.

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Fig. 5.
Total cumulated change in minutes of NREM (upper
panel), REM (middle panel) and WAKE (lower panel) relative to baseline
24 h earlier after treatment at CT-5 with 5 mg/kg ( ) DS121 ( ,
n = 11), 10 mg/kg ( )DS121 ( ,
n = 13) or methylcellulose vehicle ( ,
n = 20). Data are plotted as mean ± S.E.M.
for 30 h post-treatment. For NREM and REM, a negative slope
indicates cumulative sleep loss whereas a positive slope indicates
compensatory sleep response, and vice versa for WAKE.
Note the recovery of virtually all sleep lost because of waking at 5 mg/kg, and approximate 65% recovery at 10 mg/kg.
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Fig. 6.
Total cumulated change in minutes of NREM (upper
panel), REM (middle panel) and WAKE (lower panel) relative to baseline
24 h earlier after treatment at CT-18 with 5 mg/kg ( ) DS121
( , n = 13) or methylcellulose vehicle ( ,
n = 20). Data are plotted as in figure 5. Note the
recovery of virtually all sleep lost because of drug-induced waking.
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TABLE 3
( )DS121 effect on cumulated changes in NREM, REM and WAKE time (based
on individual values of maximum wake-promoting duration)
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When administered at CT-18, the 5 mg/kg dose of (
)DS121 also
suppressed NREM and REM sleep. Based on the group mean plots in figure
6, peak suppression of NREM was observed 3 h after treatment (as
at CT-5) and was 100% recovered within 24 h (see table 3). In
contrast to treatment effects at CT-5, however, REM sleep suppression, albeit smaller in relative magnitude, was sustained much longer at
CT-18 (12 h).
Although group mean accumulation profiles give a good general sense of
the initial and delayed course of compensatory sleep, individual
variation in the duration of the initial wake-promoting effect, and
thus the onset of compensatory sleep responses, could produce
underestimates of these measures (because of the smoothing effect
inherent in averaging) and confound dose-dependent comparisons. Therefore, we further analyzed the data by first constructing arousal
state accumulation waveforms for each individual rat in the CT-5
treatment group. The peak cumulative wakefulness, duration to reach
peak wake-promoting effect, and minutes of compensatory NREM sleep in a
4-h block after peak waking then were calculated for each animal and
averaged. These results are shown as three-dimensional plots in figure
7; dose 0 mg/kg = vehicle. When data
were analyzed in this manner, the duration of the (
)DS121
wake-promoting effect, the peak accumulated wakefulness and the initial
compensatory NREM sleep response were all dose-related. Mean ± S.E.M. duration of wake-promoting effects for vehicle, 0.5, 1.0, 5.0 and 10 mg/kg were: 81.0 ± 7.8, 90.0 ± 13.2, 150.0 ± 45.6, 229.2 ± 19.2 and 267.6 ± 16.2 min, respectively.
Corresponding minutes of cumulated waking were: 22.3 ± 2.6, 32.8 ± 7.4, 53.2 ± 12.6, 89.5 ± 7.7 and 135.8 ± 9.0 min, respectively. Cumulated NREM in the 4-h post-peak waking
effect corresponding to the doses and wake-promoting effects above
were: 13.3 ± 1.8, 10.2 ± 3.8, 18.8 ± 2.4, 34.2 ± 5.0 and 52.3 ± 2.9 min, respectively.

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Fig. 7.
Duration of wakefulness (A) and compensatory NREM
sleep responses (B) as a function of ( )DS121 dose and total
accumulated wakefulness.
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Comparison with sleep deprivation.
To determine whether the
partial NREM sleep recovery observed 24 h post-treatment with 10 mg/kg (
)DS121 reflected the normal course of sleep homeostasis, or
was a function of drug treatment, untreated rats were sleep deprived
(see "Methods") for 4 h beginning at CT-5. This sleep
deprivation procedure produced a NREM deficit very similar to 10 mg/kg
(
)DS121, but the long-term course of NREM recovery sleep differed
markedly (see fig. 8). The sleep-deprived rats exhibited a more rapid NREM recovery than the drug-treated rats.
The NREM deficit imposed by sleep deprivation (
102.5 ± 7.9 min)
was recovered completely (100%) within 10 h after the end of
sleep deprivation. NREM recovery after sleep deprivation was
significantly greater (t-test, P < .005) than the
maximum NREM sleep recovered (65%) 24 h after treatment with
(
)DS121 (fig. 8).

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Fig. 8.
Total cumulated change in minutes of NREM relative
to baseline 24 h earlier after treatment at CT-5 with 10 mg/kg
( )DS121 ( , n = 13) or 4 h sleep
deprivation ( , n = 10). Data are plotted as in
figure 5. Note the recovery of virtually all sleep lost in the sleep
deprivation group, and only partial recovery in the ( )DS121-treated
group.
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 |
Discussion |
Dopaminergics exert a powerful influence on the arousal state by
their actions on monoaminergic projections in the brain (Holman, 1994
;
Ongini and Longo, 1989
). Psychostimulants such as methamphetamine and d-amphetamine increase dopaminergic and noradrenergic
transmission by facilitating neurotransmitter release, inhibiting
neurotransmitter reuptake and inhibiting the degradative enzyme
monoamine oxidase (Cho, 1993
; Holman, 1994
; Kuczenski, 1983
). However,
the wakefulness-promoting effects of psychomotor stimulants are thought
to be associated primarily with dopaminergic rather than noradrenergic
neurotransmission (Nishino and Mignot, 1997
). These compounds also
elicit strong compensatory sleep responses that are proportional to the
amount of drug-induced waking (Edgar and Seidel, 1997
). In the present study, (
)DS121, a substituted 3-phenylpiperidine that preferentially antagonizes presynaptic D2 and D3 dopamine autoreceptors (Sonesson et al., 1993
, 1994
), produced a dose-dependent increase in
wakefulness and robust compensatory hypersomnolence akin to that
reported for methamphetamine (Edgar and Seidel, 1997
) and
d-amphetamine (Touret et al., 1995
), consistent
with our working hypothesis that dopaminomimetic-induced wakefulness
engages homeostatic compensatory sleep responses.
The wake-promoting effects of (
)DS121 at CT-5 (i.e., rest
phase) and CT-18 (i.e., activity phase) were consistent with
the actions of other DAAs such as (+)AJ76 and (+)UH232 (Svensson
et al., 1987
). These compounds are thought to increase
wakefulness through blockade of presynaptic inhibitory autoreceptors on
dopaminergic terminals (Svennson et al., 1986
; Sonesson
et al., 1993
, 1994
) resulting in increased levels of
extracellular dopamine (Gainetdinov et al., 1994
; Gifford
and Johnson, 1993
; Rayevsky et al., 1995
; Waters et
al., 1993
). Conversely, stimulation of presynaptic dopamine autoreceptors by 3-PPP or low doses of apomorphine has been reported to
produce sedation and increased REM sleep time (Corsini et
al., 1977
; Hjorth, 1983
; Kafi de St. Hilaire et al.,
1985
; Mereu et al., 1979
).
Treatment effects at CT-5 vs. CT-18.
The threshold
wake-promoting efficacy for (
)DS121 at CT-5 was 1 mg/kg, at which
dose all variables except wake time (i.e., sleep and wake
bout lengths, LMA, Tb) were not affected significantly. Thus, EEG
wakefulness can be a very sensitive measure of dopaminomimetic drug
action. At higher doses (5 and 10 mg/kg), (
)DS121 at CT-5 dose-relatedly increased both wake bout parameters (AWBL and MWBL), which indicates that this compound not only increased wakefulness, but
also consolidated wakefulness. A comparison of 5 mg/kg doses at CT-5
and CT-18 revealed that (
)DS121 can potently suppress NREM and REM
sleep at both times of day. Indeed, the pharmacodynamic profile of
(
)DS121 (i.e., percent wake per hour post-treatment) was
very similar at each CT, which suggests that there was little interaction between drug efficacy and the circadian time-keeping system. However, the total wake time induced at CT-18 was less than at
CT-5. As a nocturnal species, rats are typically awake approximately
70% time during the lights-off phase of the circadian cycle (Edgar
et al., 1991
; Edgar, 1994
, 1996
). Drug "ceiling effects" on sleep-wakefulness therefore limit the net increase in wakefulness as
a function of time of day. Similar issues come to bear when contrasting
LMA and Tb as a function of treatment time of day. Large increases in
LMA and Tb were seen in response to 5 mg/kg (
)DS121 at CT-5. At
CT-18, similar levels of LMA and Tb were observed, but were not
markedly different from the usual levels (e.g., as in
vehicle group or during baseline 24 h earlier). This circadian
variation in LMA response to treatment is consistent with previous
reports of circadian variation in locomotor responses to
psychostimulants and other dopaminomimetics (Gaytan et al., 1996
; Martin-Iverson and Iversen, 1989
; Nagayama et al.,
1978
; Urba-Holmgren et al., 1977
), as well as circadian
variations in dopamine receptor number (Kafka et al., 1983
;
Wirz-Justice, 1984
).
Behavioral hyperactivity.
The wake-promoting effects of
low-dose (
)DS121 (1 mg/kg) at CT-5 or a moderate dose (5 mg/kg) at
CT-18 were not accompanied by significant increases in LMA or LMAI
relative to vehicle controls. These observations are consistent with a
preliminary report that low-dose treatment with the selective dopamine
reuptake inhibitor GBR 12909 increases waking without producing
disproportionate motor activity (Edgar et al., 1995b
). In
contrast, classic psychostimulants produce hyperactivity at all doses
that also produce waking (Edgar and Seidel, 1997
; Wise, 1988
). Thus, it
seems that modest enhancement of dopamine transmission can promote
wakefulness without extrapyramidal motor side effects.
The wakefulness observed after higher doses (i.e., 5 and 10 mg/kg) of (
)DS121 at CT-5 was accompanied by unambiguous behavioral hyperactivity as indexed by increases in LMA and LMAI. Other DAAs such
as (+)AJ76 and (+)UH232 also have been reported to increase LMA at
higher doses (Svensson et al., 1986
, 1987
), which is most likely because of their release-enhancing properties of dopamine in the
striatum (Gainetdinov et al., 1994
; Gifford and Johnson, 1993
; Rayevsky et al., 1995
; Waters et al.,
1993
). In contrast, the wake-promoting effects of dopaminomimetics are
thought to be mediated by regions in the basal forebrain or brainstem
(Gillin et al., 1978
; Jones, 1994
; Lin et al.,
1996
). At 10 mg/kg (
)DS121, LMAI remained elevated several hours
after the primary wake-promoting effect subsided (e.g., into
the recovery period). Thus, drug effects on LMA were evident in waking
episodes during what was otherwise defined as the recovery sleep
interval (5-10 h post-treatment interval). Although these effects seem
paradoxical, the polyphasic nature of rodent sleep may account for this
observation. For example, homeostatic sleep drive (e.g.,
sleep tendency) resulting from the drug's initial wake-promoting and
wake-consolidating action would be predicted to increase the amount and
duration of subsequent sleep bouts, especially as the wake-promoting
effect of the drug subsides. Such responses would be analogous to the
effects of sleep deprivation, in which compensatory sleep responses are
proportional to the duration of prior waking (Dijk et al.,
1990
; Endo et al., 1997
; Tobler and Borbely, 1986
). But with
high drug doses, residual drug levels still could have been sufficient
to increase motor activity during intermittent episodes of wakefulness
during the recovery period several hours after treatment. Because
hyperactivity can be manifest only during wakefulness, a compensatory
sleep response can functionally gate the expression of residual drug action on locomotor activity.
Presently it is not clear if the higher body temperature that
paralleled LMA reflected activity-related thermal storage (Barnes and
Davies, 1970
; Gander and Moore-Ede, 1983
; Gollnick and Ianuzzo, 1968
),
or was a consequence of dopaminergic alteration in thermoregulatory function. Thermal challenge studies would be useful to address this
question.
Duration of drug action: cohort vs. individual
effects.
Dose comparisons of compensatory sleep responses in
stimulant-treated rats are inherently complicated because low-dose
effects of stimulants are of shorter duration than higher doses; thus fixed interval analysis can be problematic. In the present study we
used two alternative approaches to estimate the duration of the primary
wake-promoting effect of (
)DS121, and in turn, to detect compensatory
sleep responses in the hours after the initial waking effect peaked.
Each approach revealed strengths and weaknesses. In the first approach
("variable-interval" analysis), mean arousal state accumulation
profiles (see "Methods") were used to define the duration of
initial drug action on WAKE, NREM and REM, and the beginning of the
respective arousal state recovery periods. This technique yielded an
average pharmacodynamic profile of drug interaction with clear
compensatory sleep, including estimates of net recovery sleep many
hours after treatment. With this approach the net wake-promoting effect
was dose-related; however, the duration of wake-promoting
action of (
)DS121 only was not precisely dose-related (see
tmax in table 3). In contrast, when the
duration of wake-promoting action was determined first for individual
animals (defined as the initial continuous duration that wakefulness
exceeded the corresponding baseline 24 h earlier, computed in
hourly blocks) and then averaged, there was a straightforward relation
between dose, duration of wake-promoting action and increase in
accumulated wakefulness (see fig. 7). The difference in results from
these two approaches is likely caused by the "cohort effect" of the former technique; that is, averaging inherently smoothes data. In
particular, when wake-duration estimates are computed by the group mean
wake accumulation profile, the variance in individual animals makes it
probable that drug-induced waking in some animals overlaps and is
averaged together with compensatory sleep responses in other animals.
Unfortunately, drug duration estimates from individual rats can be
methodologically difficult because the individual accumulation profiles
are not as smooth as the group mean profile, making it difficult to
define objectively the true maxima/minima in some individual profiles.
This latter approach is complicated further at threshold doses, wherein
some animals respond and others do not. In the present study,
nonresponders were not excluded from the analysis.
Indices of sleep homeostasis.
Relatively few studies have
analyzed the compensatory sleep responses after stimulant-induced
waking. Homeostatic sleep responses can be divided into two phases: an
initial recovery phase usually characterized by intense hypersomnolence
(i.e., increases in NREM sleep time and sleep bout lengths)
such as immediately follows sleep deprivation, and a less intense but
elevated level in manifest sleep tendency that may last several hours
thereafter. Although some laboratories have focused on spectral
correlates of EEG activity during compensatory sleep as an index of
sleep homeostasis (Borbely, 1994
; Borbely and Neuhaus, 1979
; Dijk
et al., 1987
, 1990
), the present study used NREM bout
lengths and NREM sleep time as principal markers of the compensatory
sleep responses. In rats, NREM bout lengths correlate closely with EEG
delta power in NREM episodes after sleep deprivation (Edgar, 1996
). It
is our experience that some drugs can induce subtle shifts in EEG
frequency that alter EEG power assessments without altering NREM sleep
bout lengths. This phenomenon was noted previously in the assessment of
benzodiazepine hypnotic action, in which drugs like triazolam can
increase nocturnal sleep efficiency (and therefore improve subsequent
daytime alertness), yet significantly reduce EEG delta power in NREM
sleep (Johnson et al., 1983
). Thus, EEG delta power can be a
less reliable index of compensatory sleep than measures of sleep
continuity, the latter of which strongly correlates with sleep quality
(Roehrs et al., 1994
).
Another aspect of sleep homeostasis is reflected in the time course of
NREM and REM recovery sleep. REM recovery after (
)DS121 clearly was
delayed compared with NREM. This phenomenon is not unique to
pharmacologically induced wakefulness. In humans, compensatory sleep
responses to sleep deprivation are characterized by an initial increase
in slow-wave sleep (sleep stages 3 and 4), followed by increases in REM
sleep in the latter third of the night (Bonnet, 1994
; Borbely, 1994
;
Carskadon and Dement, 1979
; Kales et al., 1970
). It is not
clear whether REM sleep after sleep deprivation or drug-induced
wakefulness is displaced by mechanisms promoting NREM sleep, by
circadian time-keeping effects or by some other interaction. Because
dopaminergic agonists suppress REM sleep (Radulovacki et
al., 1979
, 1981a
, b
; Trampus et al., 1991
), it is
possible that residual effects of the drug may inhibit NREM and REM
sleep differentially. Benington and Heller (1994)
have hypothesized
that REM sleep propensity is a function of prior NREM duration. In the
present study, compensatory REM sleep responses after (
)DS121 were
markedly delayed relative to the NREM hypersomnolence. At CT-18,
compensatory REM sleep was evident in the last half of the lights-on
phase after drug treatment and was not associated with any significant
NREM hypersomnolence.
The relatively small amount of waking induced by a low (1 mg/kg) dose
of (
)DS121 was not accompanied by compensatory responses in any
parameter measured. This may be because the amount of wakefulness induced was markedly different from the levels that are usually expressed in spontaneous behavior. Higher doses, however, produced both
initial and delayed compensatory sleep responses, the latter of which
were visualized best by NREM sleep accumulation profiles. To better
understand the net recovery of NREM sleep, we contrasted a dose of
(
)DS121 (10 mg/kg) that produced an amount of waking very similar to
4 h of sleep deprivation by gentle handling. Although both
procedures produced comparable intense hypersomnolence 3 h after
the drug-induced wakefulness or sleep deprivation, the latent recovery
of NREM sleep in these two groups was very different. NREM sleep after
sleep deprivation was completely (i.e., 100%) recovered by
24 h post-treatment. The higher dose (10 mg/kg) of (
) DS121
produced waking that was recovered only partially (i.e., 65%) by 24 h post-treatment. Thus, there may be two distinct
phases in the compensatory sleep response with potentially different neurochemical mechanisms.
In conclusion, augmenting dopamine release with the dopamine
autoreceptor antagonist (
)DS121 dose-dependently increased waking that was followed immediately by a robust compensatory sleep response. This initial hypersomnolence was characterized by increased NREM and
REM sleep time and bout lengths. Twenty-four hours after treatment, NREM recovery showed a paradoxical relationship with dose- and drug-induced waking. NREM suppressed by the higher dose of (
)DS121 was recovered only partially after 24 h, whereas the same amount of NREM suppression imposed by nonpharmacologically induced sleep deprivation was 100% recovered in 24 h. Although systemic drug administration studies necessarily limit conclusions regarding dopamine
as a specific modulator of ascending cortical-activating projections or
the specific brain site(s) where these effects are mediated, it is
important to note that many aminergic compounds that increase
noradrenergic and serotonergic transmission, but lack direct effects on
dopaminergic terminals (such as clonidine, fenfluramine and tricyclic
antidepressants), tend to be sedating (reviewed in Obermeyer and Benca,
1996
). The non-aminergic stimulant caffeine (an A1 and A2 adenosine
antagonist) potently promotes wakefulness in the rat; however,
subsequent compensatory sleep responses appear to be attenuated (Edgar
et al., 1995a
; Seidel et al., 1994
) similar to
that observed after 10 mg/kg (
)DS121. Adenosine receptors have been
implicated as a potential mediator of physiological sleep tendency
through inhibitory action on cholinergic neurons in the basal forebrain
and the pontine tegmentum (Porkka-Heiskanen et al., 1997
;
Rainnie et al., 1994
). Presently it is not known if DS-121
or related dopamine release directly interacts with the adenosine
system to alter sleep-wake regulation.
The authors thank Michael Halaas, Humberto Garcia and Laura
Alexandre for expert technical assistance, and Dr. William C. Dement
for supporting our on-going basic sleep research program at Stanford
University.
Accepted for publication February 16, 1998.
Received for publication October 13, 1997.
ANOVA, analysis of variance;
AP, anterior-posterior;
ASBL, average sleep bout length;
AWBL, average wake
bout length, CT, circadian time;
DAA, dopamine autoreceptor antagonist;
DRINK, drinking activity;
(
)DS121, S(
)-3-(1-propyl-3-piperidinyl)-benzonitrile
hydrochloride;
EEG, electroencephalogram;
EMG, electromyogram;
LMA, locomotor activity;
LMAI, locomotor activity intensity;
ML, medial-lateral;
MSBL, maximum sleep bout length;
MWBL, maximum wake
bout length;
NREM, non-rapid eye movement sleep;
REM, rapid eye
movement sleep (paradoxical sleep);
Tb, body temperature;
WAKE, wakefulness.