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Vol. 281, Issue 1, 582-588, 1997
Los Andes University, Department of Physiology, School of Medicine, Mérida, Venezuela
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Abstract |
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The effects of i.p. clozapine [0 (n = 6), 5 (n = 5), 10 (n = 5), 20 (n = 9) and 40 (n = 5) mg/kg] on acetylcholine (ACh) release in the prefrontal cortex (PFC), nucleus accumbens (NAC) and striatum (STR) were studied by simultaneous triple microdialysis in freely moving rats. Clozapine dose-responsively increased extracellular ACh in the studied areas. The effect was larger in the PFC. Comparisons of the slopes of the regression equations showed differences between the effects in PFC and nucleus accumbens (t = 4.29; df = 56; P < .001) and PFC and STR (t = 4.56), but not between nucleus accumbens and STR. These differential actions were not artifacts of the simultaneous perfusion because clozapine (20 mg/kg) increased ACh levels during single microdialysis of the PFC (353 ± 72%; n = 5) or STR (168 ± 24%; n = 5), in the same proportion as the respective increases in those areas during the simultaneous triple microdialysis (PFC = 330 ± 41%; STR = 144 ± 18%; n = 9). Local infusion of tetrodotoxin (10 µM) reduced ACh in the areas studied to about 30% of the mean baselines, confirming the neuronal origin of this neurotransmitter. Extrapolation of these results to humans suggests that adequate levels of cholinergic activity in the PFC are required for mental health, and that a similar ACh release in the human PFC by clozapine could be therapeutic. The low impact on striatal ACh could explain the lack of extrapyramidal symptoms by clozapine.
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Introduction |
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The efficacy of neuroleptics to
ameliorate schizophrenia symptoms and the receptor binding and blocking
properties of those drugs (Creese et al., 1976
; Seeman and
Lee, 1975
; Snyder et al., 1975
) led to the dopaminergic
theory of schizophrenia. This theory oriented research toward the study
of the involvement of different brain dopaminergic systems in the
production of this mental illness and their role in the therapeutical
benefits of neuroleptics.
Typical neuroleptics, such as haloperidol, are considered to be
therapeutically effective but produce EPS including parkinsonism (rigidity, tremor and akinesia), distonia and akathisia (Ayd, 1961
;
Snyder et al., 1974
). In animal models they induce catalepsy and antagonize apomorphine and amphetamine induced stereotypies (Szechtman et al., 1988
). Conversely, the behavioral profile
of atypical neuroleptics does not include catalepsy and they do not antagonize the mentioned stereotypies (Ljungberg and Ungerstedt, 1978
,
1985
; Moore and Kenyon, 1994
; Tschanz and Rebec, 1989
). These drugs are
also clinically effective and do not produce EPS (Gerlach and
Simmelsgard, 1978
; Herman and Pleasure, 1963
; Rama Rao et
al., 1981
).
Clozapine can be considered as the best representative of atypical
neuroleptics. The neurochemical mechanisms and anatomical substrates
that underlie its clinical profile have not been unequivocally determined and remain unclear. Some evidences, gathered from studies on
human brains and experimental animal models, strongly suggest that the
therapeutic efficacy of clozapine relates to its selective action on
the activity of limbic components, particularly the frontal cortex.
However, its lack of EPS apparently depends on its neutral activity on
the motor mechanisms of the basal ganglia with special reference to the
striatum. Long-term treatment with clozapine, for instance, induces
depolarization blockade in mesolimbic-mesocortical (A10) but not in
nigrostriatal (A9) DA neurons (Chiodo and Bunney, 1983
, 1985
; White and
Wang, 1983
). Besides, acute or chronic clozapine administration
modifies DA turnover and metabolism preferentially in the PFC as
compared to the NAC or STR (Hernandez and Hoebel, 1995
; Moghaddam and
Bunney, 1990
; Pehek and Yamamoto, 1994
; Yamamoto and Cooperman, 1994
;
Youngren et al., 1994
). This regional specificity has been
related to the high affinity of clozapine for the D4 dopamine receptor subtype, which seems more abundant in the PFC than in
the NAC or STR (Lahti et al., 1993
; Schwartz et
al., 1993
; Seeman, 1992
; Seeman et al., 1993
; Van Tol
et al., 1991
).
Interactions between DA and ACh have been described. They have been
widely explored in the STR (Consolo et al., 1992
, 1987
; Damsma et al., 1990a
, 1990b
; Dawson et al., 1988
;
De Boer et al., 1990
, 1992
; Imperato et al.,
1993
, 1994
; Kubota et al., 1987
; Stoof et al.,
1992
), in the NAC (Russell et al., 1989
; Wedzony et
al., 1988
), and more scarcely in the PFC (Day and Fibiger, 1992
,
1993
) and the lateral hypothalamus (Parada et al., 1994
b). Those interactions might well have something to do with the
pharmacological actions of neuroleptics.
The study of the relative impact of neuroleptics on cholinergic systems
is important because these drugs are dopamine receptor blockers (Creese
et al., 1976
; Seeman and Lee, 1975
; Snyder et al., 1975
), some postsynaptic DA receptors are located on
cholinergic neurons (Dawson et al., 1988
; Le Moine et
al., 1990
), ACh has been involved in psychosis and schizophrenia
(Abood and Biel, 1962
; Singh and Kay, 1985
; Yeomans, 1995
), and an
excessive activation of cholinergic mechanisms in the striatum has been
claimed to be responsible for the EPS produced by typical neuroleptics
(Brune et al., 1962
; Stoof et al., 1992
).
Our study explored a differential action exerted by acute systemic clozapine on cholinergic systems within PFC, NAC and STR. This differential action was studied monitoring modifications of ACh levels in samples collected from those areas using simultaneous triple microdialysis. Clozapine preferentially increased ACh in the PFC and had less effect in the NAC and STR. These results reinforce previous suggestions that its therapeutic efficacy is due to a selective action on the frontal cortex and that its lack of EPS has to do with a little effect on the STR.
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Methods |
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Surgery. Forty-four male Wistar rats weighing 320 to 400 g were individually housed at 18 to 22°C on a 12- to 12-hr light-dark schedule (6:00-18:00) with food and water ad libitum. Under ketamine anesthesia (100 mg/kg) three permanent 21-gauge, stainless steel guide cannulas, 10 mm long were stereotaxically implanted in each rat. The guide shafts were aimed to the PFC, NAC and STR using a special stereotaxic method (Parada et al., 1997). To reduce possible interactions between the PFC and the subcortical nuclei, as a consequence of simultaneous microdialysis in the three regions, the left PFC and right NAC and STR were used. The bregma, the midsagittal sinus and the surface of the skull were the reference points for the rostro-caudal, lateral and ventral stereotaxic coordinates, respectively. In this order and with the incisors bar placed 3.5 mm below the interaural line the coordinates were: PFC (+2.6, 0.5 and 1.5); NAC (+1.0, 1.2 and 4.0) and STR (-1.5, 3.0 and 4.0). No experimental manipulations were performed within at least one week of postsurgical recovery.
Microdialysis.
Slim concentric microdialysis probes
(Hernandez et al., 1986
) were made of silica glass tubing
(Polimicro Technologies, Phoenix, AZ) inside a 26-gauge stainless steel
tube ending in a tip of cellulose hollow fiber (Spectrum Medical,
Laguna Hills, CA) 200 µm in outer diameter, with a 6000 molecular
weight cut-off and 4 (PFC and STR) or 3 (NAC) mm in length. The total
length of the probes was calculated to allow a 5 mm protrusion from the
tip of the guide cannulas. The ACh recovery for these microdialysis probes has been reported to be around 19% (Rada et al.,
1993a
). At the beginning of one experimental session three probes were connected to the outlets of a triple swivel joint (Meridialysis, Merida, Venezuela) of special design and construction (Parada et
al., 1994
a). The probes were perfused with Ringer's solution (135 mM NaCl, 3.7 mM KCl, 1.2 mM CaCl2, 1 mM MgCl2
and 10 mM NaHCO3 at pH 7.4) containing 0.3 µM Neostigmine
(Sigma Chemical Co., St. Louis, MO) to prevent the enzymatic ACh
degradation and improve its basal recovery. The perfusion Ringer was
pumped (World Precise Instruments, Inc SP210IW syringe pump) at 1 µl/min.
Experimental procedures. At the early morning (7:00 A.M.) one awake animal was taken from its home cage and the three microdialysis probes were inserted and secured in place with PE60. The rat was then placed in a circular plastic cage 35 cm in diameter and sample collection started 2 hr later. Samples were simultaneously collected every 25 min from the three brain regions under study. The experimental manipulations were performed after relatively stable baselines of extracellular ACh were obtained. The stability criterion was a variation no greater than 10% of the average of three consecutive samples in each area.
Changes of extracellular ACh after i.p. administration of clozapine [5 (n = 5), 10 (n = 5), 20 (n = 9) or 40 (n = 5) mg/kg/ml] or its vehicle (0.1 N HCl 1 ml/kg; n = 6) were monitored. The ip injections were performed transiently hand-holding the animals during the injection, and returning them to the experimental cage immediately thereafter. Extracellular ACh monitoring continued for more than 2 hr after each injection. The results of this experiment showed that i.p. clozapine was more effective to increase ACh in the PFC than in the NAC or STR. To confirm that these results were not artifacts due to simultaneous microdialysis in the three studied regions 10 animals bearing the three guide shafts were perfused in the PFC (n = 5) only or in the STR (n = 5) only and ACh changes after 20 mg/kg of i.p. clozapine were assessed. This clozapine dose was selected from the dose-response study of the first experiment and ensured a robust effect on ACh in the PFC. To determine the neuronal origin of extracellular ACh four animals undergoing simultaneous microdialysis in the PFC, NAC and STR received a simultaneous 50-min TTX infusion (10 µM in Ringer's solution) in each area by reverse microdialysis.Acetylcholine assay. ACh was measured by reverse phase, high performance liquid chromatography with electrochemical detection (HPLC-EC) using a single piston pump and a pulse dampener from SSI Co, a 20 µl sample loop and an amperometric detector (EG&G Princeton Applied Research Corp., Princeton, NJ). The mobile phase contained 200 mM potassium phosphate at pH 8.0. ACh was separated on an 8 cm C18 analytical column (Chrompack Inc.) and then converted sequentially to betaine and hydrogen peroxide in an enzyme reactor (Chrompack Inc., Raritan, NJ, with acetylcholinesterase and choline oxidase from Sigma). The resultant hydrogen peroxide was oxidized on a platinum electrode (BAS Inc., West Lafayette, IN) set at 0.5 V with respect to an Ag-AgCl reference electrode (Princeton Applied Res Corp.). The detection limit of this system for ACh was 20 fmol/20 µl standard sample. All samples were analyzed using a single system. The chromatogram for each sample required between 7 and 8 min to be completed and the injection order for the three dialysates obtained during each sampling interval was always PFC, NAC and STR.
Statistical analysis. Absolute basal levels of ACh from PFC (n = 44), NAC (n = 39) and STR (n = 44) dialysates were compared by means of one-way analysis of variance followed by a Student-Newman-Keuls test. Data from each subject in each experimental session were normalized by converting peak heights to percents of the means of the three consecutive base-line samples. The pharmacological effects were assessed in each group and for each area, comparing the ACh levels from the pretreatment samples with the mean levels of the samples obtained after drug administration (Clozapine, vehicle or TTX), using one-way analysis of variance for repeated measures followed by mean's regression coefficient comparisons to detect the points significantly different. The relationship between the clozapine doses and the ACh increases in each brain area were explored with linear regression analysis applied on data from the second postinjection sample. The statistical significance in the regional differences of the dose-response curves was determined comparing the slopes of the regression lines.
Histology. After the experiments and under pentobarbital anesthesia the animals were sacrificed and perfused with formalin through the heart. The brains were fixed in formalin during at least 1 wk and then cut in 40-µm sections and the tracks of the microdialysis probes were localized to identify the perfused areas.
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Results |
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Basal ACh output.
Figure 1 shows the mean (± S.E.M.) absolute basal levels of ACh in the dialisates from each of the
three regions studied. The values, neither normalized nor corrected for
probe recovery, were 0.84 ± 0.12, 0.57 ± 0.12 and 0.33 ± 0.03 pmol/20 µl for the PFC, NAC and STR, respectively. The
one-way analysis of variance combined with the Student-Newman-Keuls
test showed that basal ACh was higher in the PFC than in the NAC or STR
(df: 2/95; F = 7.32; P < .01). ACh levels in these last
subcortical areas were not significantly different.
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Effects of acute systemic clozapine administration on ACh output in
the PFC, NAC and STR during simultaneous triple microdialysis: A
dose-response study.
Statistical analysis of the data presented in
figure 2 showed that the four clozapine doses increased
ACh levels in the three regions studied. This effect was apparently
more conspicuous in the PFC (top graph) than in the NAC (middle graph)
or the STR (bottom graph). In most cases the maximal increases in ACh
levels were detected during the second sample postinjection. Therefore data from this point were used for the linear regression analyses exploring the dose-response relationship in each region. The regression lines and equations for the PFC, NAC and STR are shown in figure 3. The correlation was positive and significant for all
regions but stronger for PFC (df: 1/28; R = .78; F = 41.9;
P < .0001) than for NAC (R = .46; F = 7.7; P < .01) or STR (R = .6; F = 17.8; P < .005). Statistical
comparisons showed that the PFC slope (7.61) was larger than the NAC
(2.55) [t = 4.29; df = 56] or STR (2.03) [t = 4.56; df = 56] slopes at P < .01, and
showed no differences between these last two slopes [t = .06;
df = 56; ns].
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Effects of acute systemic clozapine administration on ACh output
during isolated microdialysis of the PFC and NAC.
Clozapine
administered during single microdialysis modified ACh levels after the
same regional pattern displayed during the simultaneous triple brain
microdialysis. Clozapine administration (20 mg/kg i.p.) produced in the
PFC, 50 min later, similar large increases in ACh levels (fig.
4, top graph) when this area was perfused alone
(352.8 ± 72.3%), or when it was perfused simultaneously (339.4 ± 41.3%) with the NAC and STR. No differences were
evident between the weak effects induced by clozapine on ACh levels
(bottom graph on fig. 4) during the isolated striatal microdialysis
(168 ± 24.5%) or when PFC and NAC were also simultaneously
perfused (144.5 ± 18.2%).
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Effects of local TTX infusion on ACh output during the simultaneous
perfusion of the PFC, NAC and STR.
Local TTX infusion by reverse
microdialysis drastically reduced ACh levels in all three areas under
study (fig. 5). The lowest ACh levels were detected in
the second samples collected during the TTX infusions (PFC: 23.9 ± 6.5%; NAC: 21.9 ± 3.7%; STR: 31.4 ± 3.6%; by
reference to the corresponding baselines) and levels remained
significantly low during the rest of the experiment. The means
regression coefficient comparisons that followed the one-way analysis
of variance for repeated measures showed that for each area all the
infusion and postinfusion data analyzed were significantly lower than
their corresponding preinfusion data at P < .0001 [PFC (df: 3/6,
F = 55.2); NAC (F = 28.2); STR (F = 33).
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Discussion |
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Systemic injections of clozapine differentially affected ACh release in three dopaminergic terminal areas. Nevertheless, some points have to be addressed before discussing the significance of this disparate modification in regional ACh release.
Collected ACh must come from cholinergic terminals located in close proximity to the microdialysis probes. Distant origins seem unlikely since acetylcholine is rapidly metabolized by AChE, which makes it necessary the local infusion of AChE inhibitors to have detectable basal values. Drugs infused through microdialysis probes have a rather restricted local action. Thus, in our experiments neostigmine must have prevented the enzymatic degradation of locally released ACh and TTX must have blocked release from local ACh terminals.
The ACh basal levels were low in the STR and higher in the NAC and PFC.
Several authors have reported different ACh basal levels during
isolated microdialysis of those areas. Our levels in the NAC can be
compared with those obtained during the single perfusion of that
nucleus reported in two previous studies using methodologies for
microdialysis and ACh assay (Rada et al., 1993a
, 1993b
)
similar to those used for the present experiments. The moderately
higher ACh levels of those studies might well be related to the use of
a larger neostigmine concentration (0.5 µM) in the perfusion Ringer.
The low level of ACh in the STR (0.33 pmol/20 µl) was a striking
feature of the present study. Other authors have reported 3 to 14 times
larger values (1-4.5 pmol/20 µl) for extracellular ACh during single
striatal microdialysis (Ajima et al., 1990
; Damsma et
al., 1990a
; De Boer et al., 1993
; Imperato et
al., 1994
; Robertson et al., 1993
). Several
methodological differences, including more anterior and lateral
anatomical probe placements in the former reports, could explain the
higher values.
Whatever the reasons for the differences between the basal ACh release in the STR during different studies, the low basal levels obtained in the striatum during the present one cannot be considered as an artifact of the simultaneous perfusion in the other two areas. Levels were similarly low (0.28 ± 0.01 pmol/20 µl) when the STR was perfused alone. In the same way, basal ACh in the PFC during simultaneous perfusion of all three areas (0.84 pmol/20 µl) was not different from basal levels during the isolated PFC perfusion (1 pmol/20 µl). These considerations suggest that local neostigmine, or the possible local neurochemical depletion during microdialysis of each region, had no detectable influences upon ACh basal levels of the other two areas.
Clozapine differentially and dose-responsively affected ACh release in the three areas examined. Neither the larger impact exerted on cholinergic elements of the PFC, nor the smaller effects on both subcortical nuclei can be explained as artifacts of the simultaneous multiple brain microdialysis or the use of high neostigmine concentrations in the microdialysis perfusate. Against the first possibility it can be argued that clozapine administered during the isolated microdialysis perfusion of the PFC or STR had the same differential effects that were displayed during the simultaneous triple microdialysis, with a similar major impact on extracellular ACh within the PFC. However, high concentrations of neostigmine in the microdialysis perfusate have been shown to alter the pharmacological responsivity of cholinergic neurons in the striatum (DeBoer and Abercrombie, 1996). In our study nonetheless the three areas were under the same conditions for they were perfused using the same solution with the same neostigmine concentration. Thus, the differential effects of clozapine could be interpreted as the result of an interaction between specific regional neurochemical systems and the drug's particular pharmacological profile.
The type of interaction responsible for this differential action is not
clear yet, but the possibility that clozapine-induced ACh release might
be the consequence of the blockade of DA receptors deserves special
attention. At least five different DA receptors subtypes have been
recognized (Schwartz et al., 1993
; Seeman, 1992
), but to
date just D2 receptors have been positively identified on
ACh neurons in the STR (Dawson et al., 1988
; Le Moine
et al., 1990
). One intriguing feature of the striatal DA-ACh
interaction is that DA seems to exert a dual control on ACh neurons. On
the one hand, many data support the classical view that DA, acting on
D2 receptors, exerts a tonic inhibitory control on striatal ACh neurons (Damsma et al., 1990a
; Dawson et al.,
1988
; De Boer et al., 1990
, 1992
, 1993
; Kubota et
al., 1987
). On the other hand, new data suggest a facilitation
through D1 receptors (Consolo et al., 1987
,
1992
; Damsma et al., 1990b
; Imperato et al.,
1993
; Imperato et al., 1994
). No clear conceptual picture
has been elaborated yet to reconcile and explain the opposite effects
of the same transmitter on apparently the same target neurons, but it
has been proposed that both mechanisms are operative in the tonic regulation of striatal interneurons, and that in physiological conditions D2 inhibition equals or exceeds D1 facilitation on ACh
output (DeBoer and Abercrombie, 1996).
Some of the previously mentioned facts are relevant to the present study for clozapine has a very low but equal affinity for D1 and D2, and a high affinity for D4 receptors. Such a pharmacological profile could explain the low impact of this neuroleptic on ACh neurons in the NAC or STR and the selective action on ACh neurons in the PFC.
The D4 receptor was cloned initially from the human brain
(Van Tol et al., 1991
) where it seems to be unhomogeneously
distributed displaying high densities in the frontal cortex and very
low densities in other brain areas including the STR (Schwartz et
al., 1993
; Seeman, 1992
). It was recently identified in the rat
brain where it seems to follow a similar distribution pattern
(O'Malley et al., 1992
) as the human D4
receptor. The ACh release induced by clozapine in the DA terminal
territories studied, as well as the different magnitudes for that
phenomenon, could be explained assuming that cholinergic neurons in the
three areas explored express also inhibitory D4 receptors
in proportions matching the relative territorial D4
distribution just described.
Our results add to many others supporting the view that clozapine is
therapeutically efficacious, without producing EPS, due to a
preferential action on the frontal cortex without modifying the
activity of motor mechanisms in the STR. Thus, clozapine low liability
for EPS might be explained by a low impact on striatal cholinergic
neurons, as shown in this report. Our study demonstrates a robust ACh
release induced by clozapine in the PFC and adds to several other
findings suggesting that this region is a particular target for the
therapeutic actions of the drug (Bourdelais and Deutch, 1994
; Chiodo
and Bunney, 1985
; Daly and Moghaddam, 1993
; Hernandez and Hoebel, 1995
;
Moghaddam and Bunney, 1990
; Pehek and Yamamoto, 1994
; Youngren et
al., 1994
). It also suggests that low levels of cholinergic
activity in the PFC are involved in schizophrenia, and that ACh release
in this area relates to the therapeutic efficacy of clozapine. In this
regard it is worth mentioning that cholinergic activity somewhere in
the brain has been associated with mental health. High doses of
antimuscarinic agents administered to normal people have been shown to
produce a psychotic state including several kinds of hallucinations and disruptions of thinking, with memory loss and confusion (Abood and
Biel, 1962
; Fisher, 1991
; Singh and Kay, 1985
; Yeomans, 1995
). Administration of nonselective antimuscarinics to chronic schizophrenic patients exacerbates both positive and negative symptoms (Gershon and
Olariu, 1960
; Singh and Kay, 1975
, 1985
). Conversely, improvements in
schizophrenia symptoms have been reported after treatments with some
cholinergic agents (Abood and Biel, 1962
; Pfeiffer and Jenney, 1957
;
Singh and Kay, 1985
).
In conclusion, our results showed that systemic acute clozapine dose-responsively and -differentially increased extracellular ACh in the PFC and to a lower extent in the NAC and STR. The low impact in the STR was considered as an explanation for clozapine low liability to produce EPS. The larger effect on the PFC could be an indirect index of the clozapine's therapeutic action and suggests that cortical ACh mechanisms could be involved in schizophrenia.
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Footnotes |
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Accepted for publication December 9, 1996.
Received for publication October 11, 1995.
1 This study was supported by CDCHT-ULA Grant M574-96 to MA.P. and BID-CONICIT Grant Bts-37 to L.H.
Send reprint requests to: Dr. Marco A. Parada, Department of Physiology, Apartado Postal 109, Mérida 5101-A, Venezuela.
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Abbreviations |
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Ach, acetylcholine; AChE, acetylcholinesterase; DA, dopamine; D, dopamine receptor; M, muscarinic receptor; 5-HT, serotonin; PFC, prefrontal cortex; NAC, nucleus accumbens; STR, striatum; EPS, extrapyramidal symptoms; TTX, tetrodotoxin.
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